{
  "crd_number": 13035,
  "slug": "searle-and-co-greenwich-ct-13035",
  "primary_business_name": "SEARLE & CO.",
  "legal_name": "SEARLE & CO.",
  "dbas": [],
  "city": "Greenwich",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "14860",
  "metro": {
    "cbsa_code": "14860",
    "common_name": "Bridgeport",
    "msa_name": "Bridgeport-Stamford-Danbury, CT",
    "path": "/advisors/ct/bridgeport"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2007-11-30",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2025-12-16",
  "carried_forward": false,
  "raum_total": 629892525.0,
  "raum_discretionary": 601099907.0,
  "raum_non_discretionary": 28792618.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 13,
  "advisory_employees": 7,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 4775569.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 3579822.0,
      "count": 7
    },
    "high_net_worth_individuals": {
      "raum": 621537134.0,
      "count": 119
    }
  },
  "compensation_types": [
    "commissions",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AL",
    "CA",
    "CT",
    "FL",
    "IL",
    "NJ",
    "NY",
    "TN",
    "TX"
  ],
  "websites": [
    "https://searleco.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/13035",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "GREENWICH",
  "url": "https://advisorcensus.com/firm/searle-and-co-greenwich-ct-13035",
  "display_name": "Searle & Co.",
  "summary": "Searle & Co. is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2007, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated December 16, 2025.",
  "citation": "AdvisorCensus. Searle & Co. (CRD 13035): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Searle & Co. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Searle & Co. reports these compensation arrangements: a percentage of assets under its management; commissions."
    },
    {
      "q": "Where is Searle & Co. located?",
      "a": "Searle & Co.'s principal office is in Greenwich, CT, according to its Form ADV."
    },
    {
      "q": "Is Searle & Co. registered with the SEC or a state?",
      "a": "Searle & Co. is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 13035."
    },
    {
      "q": "How much does Searle & Co. manage?",
      "a": "Searle & Co. reports $629,892,525 in regulatory assets under management in its Form ADV filing dated December 16, 2025 (95% discretionary)."
    },
    {
      "q": "How have Searle & Co.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Searle & Co.: Regulatory assets under management: $305,417,789 in the October 2021 data and $629,892,525 in the October 2026 data, up 106%. Total employees: 12 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Searle & Co. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (119); individuals (other than high net worth individuals) (7); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Searle & Co. use?",
      "a": "Searle & Co.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Searle & Co. report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/13035"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 305417789.0,
      "total_employees": 12,
      "filing_date": "2021-06-04"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 363220962.0,
      "total_employees": 12,
      "filing_date": "2021-11-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 402767859.0,
      "total_employees": 12,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 397370653.0,
      "total_employees": 12,
      "filing_date": "2023-11-03"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 648957944.0,
      "total_employees": 11,
      "filing_date": "2025-06-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 629892525.0,
      "total_employees": 13,
      "filing_date": "2025-12-16"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/searle-and-co-greenwich-ct-13035.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 3579822.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 119,
      "fewer_than_5": false,
      "raum": 621537134.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 4775569.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/13035",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}