# Seal Cove Capital LLC

> Seal Cove Capital LLC is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 332033
- Filed as: SEAL COVE CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332033
- AdvisorCensus page: https://advisorcensus.com/firm/seal-cove-capital-llc-332033

## Quick answers

**How is Seal Cove Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Seal Cove Capital LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Seal Cove Capital LLC charge?**
Its Form ADV Part 2A brochure dated March 11, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Seal Cove Capital LLC registered with the SEC or a state?**
Seal Cove Capital LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332033.

**How much does Seal Cove Capital LLC manage?**
Seal Cove Capital LLC reports $134,858,476 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have Seal Cove Capital LLC's assets and staff changed since 2024?**
In the Form ADV data for Seal Cove Capital LLC: Regulatory assets under management: $0 in the October 2024 data and $134,858,476 in the October 2026 data. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Seal Cove Capital LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (2); individuals (other than high net worth individuals) (1).

**Which custodians does Seal Cove Capital LLC use?**
Seal Cove Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Seal Cove Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332033

**Does Seal Cove Capital LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 11, 2026 says: "SCC requires a $1,000,000 account minimum. Account minimums may be reduced or waived at the Adviser’s discretion."

**What changed in Seal Cove Capital LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $119,678,207 to $134,858,476 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Asset-based fee: 1% of assets a year

> Fees for investment management are 1.00% per annum of assets under management. Adviser may negotiate fees based upon factors such as account size, a Client’s relationship to the Firm, work load and complexity of assets being managed.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> SCC requires a $1,000,000 account minimum. Account minimums may be reduced or waived at the Adviser’s discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $134,858,476
- Discretionary: $134,858,476
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $854,453 |
| High net worth individuals | 2 | $134,004,023 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 1 | June 27, 2024 |
| October 2025 | $119,678,207 | 1 | March 24, 2025 |
| October 2026 | $134,858,476 | 1 | March 11, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $134,858,476 in the October 2026 data.
Total employees: 1 in October 2024 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $119,678,207 to $134,858,476 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Seal Cove Capital LLC (CRD 332033): Form ADV filing data as of October 2026.