{
  "crd_number": 117407,
  "slug": "seahorse-financial-advisers-inc-millbrook-ny-117407",
  "primary_business_name": "SEAHORSE FINANCIAL ADVISERS INC.",
  "legal_name": "SEAHORSE FINANCIAL ADVISERS INC.",
  "dbas": [],
  "city": "Millbrook",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "28880",
  "metro": {
    "cbsa_code": "28880",
    "common_name": "Kiryas Joel",
    "msa_name": "Kiryas Joel-Poughkeepsie-Newburgh, NY",
    "path": "/advisors/ny/kiryas-joel"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-04-04",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-02-18",
  "carried_forward": false,
  "raum_total": 86722929.0,
  "raum_discretionary": 86722929.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 492528.0,
      "count": 1
    },
    "high_net_worth_individuals": {
      "raum": 86230401.0,
      "count": 19
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NY"
  ],
  "websites": [
    "https://longcycletiming.com",
    "https://seahorseadvisers.com",
    "https://youtube.com/CHANNEL/UCSFP_NGPCCA2QA9UMV-JEJG"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117407",
  "city_as_filed": "MILLBROOK",
  "url": "https://advisorcensus.com/firm/seahorse-financial-advisers-inc-millbrook-ny-117407",
  "display_name": "Seahorse Financial Advisers Inc.",
  "summary": "Seahorse Financial Advisers Inc. is an SEC-registered investment advisory firm in Millbrook, NY, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.",
  "citation": "AdvisorCensus. Seahorse Financial Advisers Inc. (CRD 117407): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Seahorse Financial Advisers Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Seahorse Financial Advisers Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Seahorse Financial Advisers Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated February 18, 2026 states: Hourly rate: $995 an hour (investment planning advice). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Seahorse Financial Advisers Inc. located?",
      "a": "Seahorse Financial Advisers Inc.'s principal office is in Millbrook, NY, according to its Form ADV."
    },
    {
      "q": "Is Seahorse Financial Advisers Inc. registered with the SEC or a state?",
      "a": "Seahorse Financial Advisers Inc. is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 117407."
    },
    {
      "q": "How much does Seahorse Financial Advisers Inc. manage?",
      "a": "Seahorse Financial Advisers Inc. reports $86,722,929 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (100% discretionary)."
    },
    {
      "q": "How have Seahorse Financial Advisers Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Seahorse Financial Advisers Inc.: Regulatory assets under management: $54,610,085 in the October 2021 data and $86,722,929 in the October 2026 data, up 59%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Seahorse Financial Advisers Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (19); individuals (other than high net worth individuals) (1)."
    },
    {
      "q": "Which custodians does Seahorse Financial Advisers Inc. use?",
      "a": "Seahorse Financial Advisers Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Seahorse Financial Advisers Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117407"
    },
    {
      "q": "Does Seahorse Financial Advisers Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 18, 2026 says: \"Our minimum size for a new account, or combination of family accounts, is $1,000,000. We may waive that requirement in our discretion.\""
    },
    {
      "q": "What changed in Seahorse Financial Advisers Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $77,758,565 to $86,722,929 (+12%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 54610085.0,
      "total_employees": 1,
      "filing_date": "2021-02-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 68890140.0,
      "total_employees": 1,
      "filing_date": "2022-09-20"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 60047369.0,
      "total_employees": 1,
      "filing_date": "2023-02-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 69253153.0,
      "total_employees": 1,
      "filing_date": "2024-03-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 77758565.0,
      "total_employees": 1,
      "filing_date": "2025-01-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 86722929.0,
      "total_employees": 1,
      "filing_date": "2026-02-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $77,758,565 to $86,722,929 (+12%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 18, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $995 an hour (investment planning advice)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Our minimum size for a new account, or combination of family accounts, is $1,000,000. We may waive that requirement in our discretion."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $995 an hour (investment planning advice)"
        ],
        "quotes": [
          "Hourly Fee. We may from time to time be asked by a client to provide investment planning advice on an hourly basis in addition to the regular management of an account. In that event, our billing rate will be $995 per hour."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 995.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "investment planning advice"
        }
      ]
    },
    "quotes": [
      "Our minimum size for a new account, or combination of family accounts, is $1,000,000. We may waive that requirement in our discretion.",
      "Hourly Fee. We may from time to time be asked by a client to provide investment planning advice on an hourly basis in addition to the regular management of an account. In that event, our billing rate will be $995 per hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/seahorse-financial-advisers-inc-millbrook-ny-117407.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 492528.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 19,
      "fewer_than_5": false,
      "raum": 86230401.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117407",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}