# Seacrest Investment Management, LLC

> Seacrest Investment Management, LLC is an SEC-registered investment advisory firm in Purchase, NY, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.

- CRD: 143670
- Filed as: SEACREST INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Purchase, NY
- Filing period: October 2026
- Form ADV filing dated: February 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143670
- AdvisorCensus page: https://advisorcensus.com/firm/seacrest-investment-management-llc-purchase-ny-143670

## Quick answers

**How is Seacrest Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Seacrest Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**What does Seacrest Investment Management, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated February 13, 2026 states: Asset-based fee: up to 1.15% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Seacrest Investment Management, LLC located?**
Seacrest Investment Management, LLC's principal office is in Purchase, NY, according to its Form ADV; the March 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Seacrest Investment Management, LLC registered with the SEC or a state?**
Seacrest Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 143670.

**How much does Seacrest Investment Management, LLC manage?**
Seacrest Investment Management, LLC reports $110,925,319 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (100% discretionary).

**How have Seacrest Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Seacrest Investment Management, LLC: Regulatory assets under management: $121,581,351 in the October 2021 data and $110,925,319 in the October 2026 data, down 9%. Total employees: 6 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Seacrest Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (15).

**Which custodians does Seacrest Investment Management, LLC use?**
Seacrest Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Comerica Securities as custodians holding 10% or more of its separately managed account assets.

**Does Seacrest Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143670

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 13, 2026)

- Asset-based fee: up to 1.15% of assets a year (the maximum the brochure states)

> Investment advisory fees range up to 1.15% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Comerica Securities

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $110,925,319
- Discretionary: $110,925,319
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $10,584,921 |
| High net worth individuals | Fewer than 5 | $15,424,254 |
| Charitable organizations | Fewer than 5 | $33,291,114 |
| Insurance companies | Fewer than 5 | $39,097,059 |
| Corporations or other businesses not listed above | Fewer than 5 | $12,527,971 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2010 (16 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, LA, MI, NY, SD, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Rapid City, SD
- Troy, MI

### Websites listed on Form ADV (Item 1.I)
- seacrestim.com
- Facebook @SeacrestInvestmentManagement
- LinkedIn @seacrest-investment-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $121,581,351 | 6 | May 27, 2021 |
| October 2022 | $121,755,063 | 4 | April 26, 2022 |
| October 2023 | $100,635,461 | 5 | March 8, 2023 |
| October 2024 | $104,837,788 | 4 | March 21, 2024 |
| October 2025 | $103,590,377 | 3 | February 28, 2025 |
| October 2026 | $110,925,319 | 3 | February 13, 2026 |

Regulatory assets under management: $121,581,351 in the October 2021 data and $110,925,319 in the October 2026 data, down 9%.
Total employees: 6 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Seacrest Investment Management, LLC (CRD 143670): Form ADV filing data as of October 2026.