{
  "crd_number": 143670,
  "slug": "seacrest-investment-management-llc-purchase-ny-143670",
  "primary_business_name": "SEACREST INVESTMENT MANAGEMENT, LLC",
  "legal_name": "SEACREST INVESTMENT MANAGEMENT, LLC",
  "dbas": [],
  "city": "Purchase",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2010-03-01",
  "years_registered": 16,
  "period": "2026-10-01",
  "filing_date": "2026-02-13",
  "carried_forward": false,
  "raum_total": 110925319.0,
  "raum_discretionary": 110925319.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 33291114.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 10584921.0,
      "count": 15
    },
    "insurance_companies": {
      "raum": 39097059.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 15424254.0,
      "count": null,
      "fewer_than_5": true
    },
    "corporations_other_businesses": {
      "raum": 12527971.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "LA",
    "MI",
    "NY",
    "SD",
    "TX"
  ],
  "websites": [
    "https://facebook.com/SeacrestInvestmentManagement",
    "https://linkedin.com/company/seacrest-investment-management-llc/about",
    "https://seacrestim.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143670",
  "city_as_filed": "PURCHASE",
  "url": "https://advisorcensus.com/firm/seacrest-investment-management-llc-purchase-ny-143670",
  "display_name": "Seacrest Investment Management, LLC",
  "summary": "Seacrest Investment Management, LLC is an SEC-registered investment advisory firm in Purchase, NY, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.",
  "citation": "AdvisorCensus. Seacrest Investment Management, LLC (CRD 143670): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Seacrest Investment Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Seacrest Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Seacrest Investment Management, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated February 13, 2026 states: Asset-based fee: up to 1.15% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Seacrest Investment Management, LLC located?",
      "a": "Seacrest Investment Management, LLC's principal office is in Purchase, NY, according to its Form ADV; the March 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Seacrest Investment Management, LLC registered with the SEC or a state?",
      "a": "Seacrest Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 143670."
    },
    {
      "q": "How much does Seacrest Investment Management, LLC manage?",
      "a": "Seacrest Investment Management, LLC reports $110,925,319 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (100% discretionary)."
    },
    {
      "q": "How have Seacrest Investment Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Seacrest Investment Management, LLC: Regulatory assets under management: $121,581,351 in the October 2021 data and $110,925,319 in the October 2026 data, down 9%. Total employees: 6 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Seacrest Investment Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (15)."
    },
    {
      "q": "Which custodians does Seacrest Investment Management, LLC use?",
      "a": "Seacrest Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Comerica Securities as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Seacrest Investment Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143670"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 121581351.0,
      "total_employees": 6,
      "filing_date": "2021-05-27"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 121755063.0,
      "total_employees": 4,
      "filing_date": "2022-04-26"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 100635461.0,
      "total_employees": 5,
      "filing_date": "2023-03-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 104837788.0,
      "total_employees": 4,
      "filing_date": "2024-03-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 103590377.0,
      "total_employees": 3,
      "filing_date": "2025-02-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 110925319.0,
      "total_employees": 3,
      "filing_date": "2026-02-13"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 13, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.15% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.15% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Investment advisory fees range up to 1.15% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor."
        ]
      }
    ],
    "quotes": [
      "Investment advisory fees range up to 1.15% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Comerica Securities",
      "name_as_filed": "COMERICA SECURITIES",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/seacrest-investment-management-llc-purchase-ny-143670.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 15,
      "fewer_than_5": false,
      "raum": 10584921.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 15424254.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 33291114.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": true,
      "raum": 39097059.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 12527971.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143670",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}