{
  "crd_number": 159073,
  "slug": "seaborn-financial-llc-159073",
  "primary_business_name": "SEABORN FINANCIAL, LLC",
  "legal_name": "SEABORN FINANCIAL, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-11-12",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-09-28",
  "carried_forward": false,
  "raum_total": 151302065.0,
  "raum_discretionary": 151302065.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 14380748.0,
      "count": 27
    },
    "high_net_worth_individuals": {
      "raum": 136921317.0,
      "count": 49
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MD",
    "TX",
    "WA"
  ],
  "websites": [
    "https://facebook.com/seabornfinancial",
    "https://linkedin.com/in/brittongregory",
    "https://seabornfinancial.co"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159073",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/seaborn-financial-llc-159073",
  "display_name": "Seaborn Financial, LLC",
  "summary": "Seaborn Financial, LLC is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.",
  "citation": "AdvisorCensus. Seaborn Financial, LLC (CRD 159073): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Seaborn Financial, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Seaborn Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Seaborn Financial, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated June 26, 2026 states: Subscription: $270 a month (ongoing comprehensive financial planning); Subscription: $195 a month (ongoing retirement planning); Hourly rate: $275 an hour (Financial Planning Hourly Fee and Services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Seaborn Financial, LLC registered with the SEC or a state?",
      "a": "Seaborn Financial, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 159073."
    },
    {
      "q": "How much does Seaborn Financial, LLC manage?",
      "a": "Seaborn Financial, LLC reports $151,302,065 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary)."
    },
    {
      "q": "How have Seaborn Financial, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Seaborn Financial, LLC: Regulatory assets under management: $117,262,767 in the October 2025 data and $151,302,065 in the October 2026 data, up 29%. Total employees: 3 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Seaborn Financial, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (49); individuals (other than high net worth individuals) (27)."
    },
    {
      "q": "Which custodians does Seaborn Financial, LLC use?",
      "a": "Seaborn Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Seaborn Financial, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159073"
    },
    {
      "q": "What changed in Seaborn Financial, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $117,262,767 to $151,302,065 (+29%)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 117262767.0,
      "total_employees": 3,
      "filing_date": "2025-04-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 151302065.0,
      "total_employees": 4,
      "filing_date": "2026-09-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 3.",
        "Regulatory assets under management went from $117,262,767 to $151,302,065 (+29%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Subscription: $270 a month (ongoing comprehensive financial planning)",
      "Subscription: $195 a month (ongoing retirement planning)",
      "Hourly rate: $275 an hour (Financial Planning Hourly Fee and Services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $270 a month (ongoing comprehensive financial planning)"
        ],
        "quotes": [
          "The price for ongoing comprehensive financial planning is $270/month."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $195 a month (ongoing retirement planning)"
        ],
        "quotes": [
          "The price for ongoing comprehensive financial planning is $195/month."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $275 an hour (Financial Planning Hourly Fee and Services)"
        ],
        "quotes": [
          "The Financial Planning Hourly fee is $275 per hour, billed in 15-minute increments."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "subscription",
          "amount": 270.0,
          "min": null,
          "max": null,
          "period": "monthly",
          "service": "ongoing comprehensive financial planning"
        },
        {
          "kind": "subscription",
          "amount": 195.0,
          "min": null,
          "max": null,
          "period": "monthly",
          "service": "ongoing retirement planning"
        },
        {
          "kind": "hourly",
          "amount": 275.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Financial Planning Hourly Fee and Services"
        }
      ]
    },
    "quotes": [
      "The price for ongoing comprehensive financial planning is $270/month.",
      "The price for ongoing comprehensive financial planning is $195/month.",
      "The Financial Planning Hourly fee is $275 per hour, billed in 15-minute increments."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/seaborn-financial-llc-159073.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 27,
      "fewer_than_5": false,
      "raum": 14380748.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 49,
      "fewer_than_5": false,
      "raum": 136921317.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159073",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}