# Scottsdale Capital Advisors Corporation > Scottsdale Capital Advisors Corporation is a state-registered investment advisory firm in Scottsdale, AZ, registered since 2003, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 27, 2026. - CRD: 118786 - Filed as: SCOTTSDALE CAPITAL ADVISORS CORPORATION - Registration: State-registered investment adviser (status as filed: APPROVED) - Location: Scottsdale, AZ - Filing period: October 2026 - Form ADV filing dated: May 27, 2026 - Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/118786 - AdvisorCensus page: https://advisorcensus.com/firm/scottsdale-capital-advisors-corporation-scottsdale-az-118786 ## Quick answers **How is Scottsdale Capital Advisors Corporation compensated?** On its Form ADV (Item 5.E, October 2026), Scottsdale Capital Advisors Corporation reports these compensation arrangements: a percentage of assets under its management. **Where is Scottsdale Capital Advisors Corporation located?** Scottsdale Capital Advisors Corporation's principal office is in Scottsdale, AZ, according to its Form ADV. **Is Scottsdale Capital Advisors Corporation registered with the SEC or a state?** Scottsdale Capital Advisors Corporation is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 118786. **How much does Scottsdale Capital Advisors Corporation manage?** Scottsdale Capital Advisors Corporation reports $0 in regulatory assets under management in its Form ADV filing dated May 27, 2026. **Does Scottsdale Capital Advisors Corporation report any disciplinary disclosures?** Reports 6 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), 11.E(2) (self-regulatory organization's finding of a rule violation), 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction), and 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118786 ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Regulatory assets under management (Item 5.F) - Total: $0 - Discretionary: $0 - Non-discretionary: $0 ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients - Selection of other advisers (including private fund managers) ### Firm details - Registered since: 2003 (23 years) - Employees: 3 total, 3 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: AZ, CA - Disclosures (Item 11): Reports 6 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes? - 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity? - 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity? - 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved? - 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities? - 11.G: Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118786 ### Websites listed on Form ADV (Item 1.I) - scottsdalecapital.com ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Scottsdale Capital Advisors Corporation (CRD 118786): Form ADV filing data as of October 2026.