{
  "crd_number": 109595,
  "slug": "scott-s-duko-registered-investment-advisor-ltd-canfield-oh-109595",
  "primary_business_name": "SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD.",
  "legal_name": "SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD.",
  "dbas": [],
  "city": "Canfield",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "49660",
  "metro": {
    "cbsa_code": "49660",
    "common_name": "Youngstown",
    "msa_name": "Youngstown-Warren, OH",
    "path": "/advisors/oh/youngstown"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2000-01-05",
  "years_registered": 26,
  "period": "2026-10-01",
  "filing_date": "2026-01-19",
  "carried_forward": false,
  "raum_total": 48333572.0,
  "raum_discretionary": 48333572.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 18041377.0,
      "count": 89
    },
    "high_net_worth_individuals": {
      "raum": 30292195.0,
      "count": 19
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "OH"
  ],
  "websites": [
    "https://dukolaw.com",
    "https://linkedin.com/in/scott-duko-81054689"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109595",
  "disclosure_items": [
    {
      "item": "11.H(2)",
      "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?"
    }
  ],
  "city_as_filed": "CANFIELD",
  "url": "https://advisorcensus.com/firm/scott-s-duko-registered-investment-advisor-ltd-canfield-oh-109595",
  "display_name": "Scott S. Duko, Registered Investment Advisor, Ltd.",
  "summary": "Scott S. Duko, Registered Investment Advisor, Ltd. is a state-registered investment advisory firm in Canfield, OH, registered since 2000, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 19, 2026.",
  "citation": "AdvisorCensus. Scott S. Duko, Registered Investment Advisor, Ltd. (CRD 109595): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Scott S. Duko, Registered Investment Advisor, Ltd. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Scott S. Duko, Registered Investment Advisor, Ltd. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Scott S. Duko, Registered Investment Advisor, Ltd. located?",
      "a": "Scott S. Duko, Registered Investment Advisor, Ltd.'s principal office is in Canfield, OH, according to its Form ADV."
    },
    {
      "q": "Is Scott S. Duko, Registered Investment Advisor, Ltd. registered with the SEC or a state?",
      "a": "Scott S. Duko, Registered Investment Advisor, Ltd. is a state-registered investment advisory firm, registered since 2000. Status as filed: APPROVED. CRD 109595."
    },
    {
      "q": "How much does Scott S. Duko, Registered Investment Advisor, Ltd. manage?",
      "a": "Scott S. Duko, Registered Investment Advisor, Ltd. reports $48,333,572 in regulatory assets under management in its Form ADV filing dated January 19, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Scott S. Duko, Registered Investment Advisor, Ltd. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); high net worth individuals (19)."
    },
    {
      "q": "Does Scott S. Duko, Registered Investment Advisor, Ltd. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/109595"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/scott-s-duko-registered-investment-advisor-ltd-canfield-oh-109595.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 89,
      "fewer_than_5": false,
      "raum": 18041377.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 19,
      "fewer_than_5": false,
      "raum": 30292195.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109595",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}