# Scott Marsh Financial, LLC

> Scott Marsh Financial, LLC is an SEC-registered investment advisory firm, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 122169
- Filed as: SCOTT MARSH FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/122169
- AdvisorCensus page: https://advisorcensus.com/firm/scott-marsh-financial-llc-122169

## Quick answers

**How is Scott Marsh Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Scott Marsh Financial, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Scott Marsh Financial, LLC charge?**
Its Form ADV Part 2A brochure dated March 10, 2026 states: Up to $499,999: 1.5% a year; $500,000 to $999,999: 1.25% a year; $1,000,000 to $2,999,999: 1% a year; $3,000,000 to $4,999,999: 0.75% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Scott Marsh Financial, LLC registered with the SEC or a state?**
Scott Marsh Financial, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 122169.

**How much does Scott Marsh Financial, LLC manage?**
Scott Marsh Financial, LLC reports $313,002,752 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**How have Scott Marsh Financial, LLC's assets and staff changed since 2021?**
In the Form ADV data for Scott Marsh Financial, LLC: Regulatory assets under management: $110,607,572 in the October 2021 data and $313,002,752 in the October 2026 data, up 183%. Total employees: 4 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Scott Marsh Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (160); high net worth individuals (93).

**Which custodians does Scott Marsh Financial, LLC use?**
Scott Marsh Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Scott Marsh Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122169

**What changed in Scott Marsh Financial, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 2. Regulatory assets under management went from $230,019,255 to $313,002,752 (+36%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Up to $499,999: 1.5% a year
- $500,000 to $999,999: 1.25% a year
- $1,000,000 to $2,999,999: 1% a year
- $3,000,000 to $4,999,999: 0.75% a year
- Above $5,000,000: 0.5% a year

> Scott Marsh Financial, LLC uses the following fee rate schedule:

> Fee Rate Account Value 1.50% $0 - $499,999 1.25% $500,000 - $999,999 1.0% $1,000,000 - $2,999,999 0.75% $3,000,000 - $4,999,999 0.5% $5,000,000 - Up

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $313,002,752
- Discretionary: $313,002,752
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 160 | $78,905,191 |
| High net worth individuals | 93 | $227,707,675 |
| Charitable organizations | Fewer than 5 | $6,389,886 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 10 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- scottmarsh.com
- Facebook @SCOTTMARSHINSIGHTS
- LinkedIn @SCOTT-MARSH-FINANCIAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $110,607,572 | 4 | September 28, 2021 |
| October 2022 | $99,341,995 | 1 | March 31, 2022 |
| October 2023 | $100,579,314 | 1 | May 1, 2023 |
| October 2024 | $147,229,049 | 1 | February 16, 2024 |
| October 2025 | $230,019,255 | 11 | February 11, 2025 |
| October 2026 | $313,002,752 | 10 | March 10, 2026 |

Regulatory assets under management: $110,607,572 in the October 2021 data and $313,002,752 in the October 2026 data, up 183%.
Total employees: 4 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 2.
- Regulatory assets under management went from $230,019,255 to $313,002,752 (+36%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Scott Marsh Financial, LLC (CRD 122169): Form ADV filing data as of October 2026.