{
  "crd_number": 307980,
  "slug": "scott-capital-advisors-llc-portland-or-307980",
  "primary_business_name": "SCOTT CAPITAL ADVISORS, LLC",
  "legal_name": "SCOTT CAPITAL ADVISORS, LLC",
  "dbas": [],
  "city": "Portland",
  "state": "OR",
  "country": "United States",
  "cbsa_code": "38900",
  "metro": {
    "cbsa_code": "38900",
    "common_name": "Portland",
    "msa_name": "Portland-Vancouver-Hillsboro, OR-WA",
    "path": "/advisors/or/portland"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-07-31",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-02-02",
  "carried_forward": false,
  "raum_total": 1131604671.0,
  "raum_discretionary": 1112976230.0,
  "raum_non_discretionary": 18628441.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 9,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 659056118.0,
      "count": 133,
      "description": "UNINCORPORATED ASSOCIATIONS (I.E., LABOR UNIONS)"
    },
    "charitable": {
      "raum": 84138034.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 45504191.0,
      "count": 163
    },
    "pension_profit_sharing": {
      "raum": 7293721.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 277758720.0,
      "count": 116
    },
    "corporations_other_businesses": {
      "raum": 57853887.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "FL",
    "ID",
    "MD",
    "NV",
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://scottcapitaladvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307980",
  "city_as_filed": "PORTLAND",
  "url": "https://advisorcensus.com/firm/scott-capital-advisors-llc-portland-or-307980",
  "display_name": "Scott Capital Advisors, LLC",
  "summary": "Scott Capital Advisors, LLC is an SEC-registered investment advisory firm in Portland, OR, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 2, 2026.",
  "citation": "AdvisorCensus. Scott Capital Advisors, LLC (CRD 307980): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Scott Capital Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Scott Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Scott Capital Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 2, 2026 states: Flat fee: up to $7,500 (Financial Planning & Consulting services); Flat fee: up to $100,000 (Retirement Plan Consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Scott Capital Advisors, LLC located?",
      "a": "Scott Capital Advisors, LLC's principal office is in Portland, OR, according to its Form ADV."
    },
    {
      "q": "Is Scott Capital Advisors, LLC registered with the SEC or a state?",
      "a": "Scott Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307980."
    },
    {
      "q": "How much does Scott Capital Advisors, LLC manage?",
      "a": "Scott Capital Advisors, LLC reports $1,131,604,671 in regulatory assets under management in its Form ADV filing dated February 2, 2026 (98% discretionary)."
    },
    {
      "q": "How have Scott Capital Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Scott Capital Advisors, LLC: Regulatory assets under management: $682,274,000 in the October 2021 data and $1,131,604,671 in the October 2026 data, up 66%. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Scott Capital Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (163); other (133); high net worth individuals (116)."
    },
    {
      "q": "Which custodians does Scott Capital Advisors, LLC use?",
      "a": "Scott Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Scott Capital Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307980"
    },
    {
      "q": "What changed in Scott Capital Advisors, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $968,385,354 to $1,131,604,671 (+17%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 682274000.0,
      "total_employees": 7,
      "filing_date": "2021-05-20"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 777186013.0,
      "total_employees": 9,
      "filing_date": "2022-09-02"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 768896355.0,
      "total_employees": 9,
      "filing_date": "2023-01-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 919262850.0,
      "total_employees": 9,
      "filing_date": "2024-02-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 968385354.0,
      "total_employees": 9,
      "filing_date": "2025-01-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1131604671.0,
      "total_employees": 9,
      "filing_date": "2026-02-02"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $968,385,354 to $1,131,604,671 (+17%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 2, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: up to $7,500 (Financial Planning & Consulting services)",
      "Flat fee: up to $100,000 (Retirement Plan Consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $7,500 (Financial Planning & Consulting services)"
        ],
        "quotes": [
          "Our firm charges a flat fee for Financial Planning & Consulting services. The total estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with the client. Flat fees will not exceed $7,500."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $100,000 (Retirement Plan Consulting services)"
        ],
        "quotes": [
          "Our Retirement Plan Consulting services are billed on a flat fee basis. The total estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with the client. Flat fees shall not exceed $100,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 7500.0,
          "period": "one_time",
          "service": "Financial Planning & Consulting services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 100000.0,
          "period": "one_time",
          "service": "Retirement Plan Consulting services"
        }
      ]
    },
    "quotes": [
      "Our firm charges a flat fee for Financial Planning & Consulting services. The total estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with the client. Flat fees will not exceed $7,500.",
      "Our Retirement Plan Consulting services are billed on a flat fee basis. The total estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with the client. Flat fees shall not exceed $100,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/scott-capital-advisors-llc-portland-or-307980.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 163,
      "fewer_than_5": false,
      "raum": 45504191.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 116,
      "fewer_than_5": false,
      "raum": 277758720.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 7293721.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 84138034.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 57853887.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 133,
      "fewer_than_5": false,
      "raum": 659056118.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307980",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}