{
  "crd_number": 340418,
  "slug": "scott-braddock-financial-llc-raleigh-nc-340418",
  "primary_business_name": "SCOTT BRADDOCK FINANCIAL,LLC",
  "legal_name": "SCOTT BRADDOCK FINANCIAL, LLC",
  "dbas": [],
  "city": "Raleigh",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "39580",
  "metro": {
    "cbsa_code": "39580",
    "common_name": "Raleigh",
    "msa_name": "Raleigh-Cary, NC",
    "path": "/advisors/nc/raleigh"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2026-08-19",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-08-18",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "fixed",
    "hourly",
    "other"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "periodicals_newsletters",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "NC"
  ],
  "websites": [
    "https://facebook.com/scottbraddockfinancial",
    "https://linkedin.com/company/scottbraddockfinancial",
    "https://linkedin.com/in/scottbraddockfin",
    "https://scottbraddockfinancial.com",
    "https://x.com/SCOTT_BRADDOCK_",
    "https://youtube.com/@scottbraddock"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/340418",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "RALEIGH",
  "url": "https://advisorcensus.com/firm/scott-braddock-financial-llc-raleigh-nc-340418",
  "display_name": "Scott Braddock Financial,llc",
  "summary": "Scott Braddock Financial,llc is a state-registered investment advisory firm in Raleigh, NC, registered since 2026, with no regulatory assets under management reported in its Form ADV filing dated August 18, 2026.",
  "citation": "AdvisorCensus. Scott Braddock Financial,llc (CRD 340418): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Selection of other advisers (including private fund managers)",
    "Publication of periodicals or newsletters",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Scott Braddock Financial,llc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Scott Braddock Financial,llc reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Scott Braddock Financial,llc located?",
      "a": "Scott Braddock Financial,llc's principal office is in Raleigh, NC, according to its Form ADV."
    },
    {
      "q": "Is Scott Braddock Financial,llc registered with the SEC or a state?",
      "a": "Scott Braddock Financial,llc is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 340418."
    },
    {
      "q": "Does Scott Braddock Financial,llc report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/340418"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/scott-braddock-financial-llc-raleigh-nc-340418.md",
  "clients": [],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/340418",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}