# Scott Anderson Financial, Inc.

> Scott Anderson Financial, Inc. is a state-registered investment advisory firm in Newport Beach, CA, registered since 2005, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 6, 2026.

- CRD: 134243
- Filed as: SCOTT ANDERSON FINANCIAL, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: May 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/134243
- AdvisorCensus page: https://advisorcensus.com/firm/scott-anderson-financial-inc-newport-beach-ca-134243

## Quick answers

**How is Scott Anderson Financial, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Scott Anderson Financial, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Scott Anderson Financial, Inc. located?**
Scott Anderson Financial, Inc.'s principal office is in Newport Beach, CA, according to its Form ADV.

**Is Scott Anderson Financial, Inc. registered with the SEC or a state?**
Scott Anderson Financial, Inc. is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 134243.

**How much does Scott Anderson Financial, Inc. manage?**
Scott Anderson Financial, Inc. reports $55,350,000 in regulatory assets under management in its Form ADV filing dated May 6, 2026 (100% discretionary).

**What types of clients does Scott Anderson Financial, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (47); high net worth individuals (1); corporations or other businesses not listed above (1).

**Does Scott Anderson Financial, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/134243

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $55,350,000
- Discretionary: $55,350,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 47 | $37,795,000 |
| High net worth individuals | 1 | $15,548,000 |
| Corporations or other businesses not listed above | 1 | $2,007,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2005 (21 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- makingsenseonthedollar.com
- scottandersonfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Scott Anderson Financial, Inc. (CRD 134243): Form ADV filing data as of October 2026.