# Scott & Associates Investment Advisory Services

> Scott & Associates Investment Advisory Services is a state-registered investment advisory firm in St. Helena, CA, registered since 2005, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 28, 2026.

- CRD: 135506
- Filed as: SCOTT & ASSOCIATES INVESTMENT ADVISORY SERVICES
- Legal name: Scott, Patrick Douglas
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: St. Helena, CA
- Filing period: October 2026
- Form ADV filing dated: January 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/135506
- AdvisorCensus page: https://advisorcensus.com/firm/scott-and-associates-investment-advisory-services-st-helena-ca-135506

## Quick answers

**How is Scott & Associates Investment Advisory Services compensated?**
On its Form ADV (Item 5.E, October 2026), Scott & Associates Investment Advisory Services reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Scott & Associates Investment Advisory Services located?**
Scott & Associates Investment Advisory Services' principal office is in St. Helena, CA, according to its Form ADV.

**Is Scott & Associates Investment Advisory Services registered with the SEC or a state?**
Scott & Associates Investment Advisory Services is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 135506.

**How much does Scott & Associates Investment Advisory Services manage?**
Scott & Associates Investment Advisory Services reports $63,243,502 in regulatory assets under management in its Form ADV filing dated January 28, 2026 (100% discretionary).

**What types of clients does Scott & Associates Investment Advisory Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (78); high net worth individuals (19); charitable organizations (1).

**Does Scott & Associates Investment Advisory Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/135506

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $63,243,502
- Discretionary: $63,243,502
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 78 | $12,692,276 |
| High net worth individuals | 19 | $50,034,564 |
| Charitable organizations | 1 | $516,662 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2005 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Scott & Associates Investment Advisory Services (CRD 135506): Form ADV filing data as of October 2026.