{ "crd_number": 157587, "slug": "scoggin-management-lp-new-york-ny-157587", "primary_business_name": "SCOGGIN MANAGEMENT LP", "legal_name": "SCOGGIN MANAGEMENT LP", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 463926966.0, "raum_discretionary": 463926966.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 18, "advisory_employees": 10, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 463926966.0, "count": 5 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157587", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/scoggin-management-lp-new-york-ny-157587", "display_name": "Scoggin Management LP", "summary": "Scoggin Management LP is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Scoggin Management LP (CRD 157587): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Scoggin Management LP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Scoggin Management LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "How much does Scoggin Management LP charge?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1.5% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Scoggin Management LP located?", "a": "Scoggin Management LP's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Scoggin Management LP registered with the SEC or a state?", "a": "Scoggin Management LP is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157587." }, { "q": "How much does Scoggin Management LP manage?", "a": "Scoggin Management LP reports $463,926,966 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Scoggin Management LP's assets and staff changed since 2021?", "a": "In the Form ADV data for Scoggin Management LP: Regulatory assets under management: $370,296,000 in the October 2021 data and $463,926,966 in the October 2026 data, up 25%. Total employees: 15 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Scoggin Management LP serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5)." }, { "q": "Does Scoggin Management LP report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157587" }, { "q": "What changed in Scoggin Management LP's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 10. Regulatory assets under management went from $350,077,593 to $463,926,966 (+33%). Added an office in Coral Gables, FL." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 370296000.0, "total_employees": 15, "filing_date": "2021-05-18" }, { "period": "2022-10-01", "regulatory_assets_under_management": 325463000.0, "total_employees": 15, "filing_date": "2022-09-22" }, { "period": "2023-10-01", "regulatory_assets_under_management": 212341463.0, "total_employees": 15, "filing_date": "2023-06-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 251022278.0, "total_employees": 15, "filing_date": "2024-05-15" }, { "period": "2025-10-01", "regulatory_assets_under_management": 350077593.0, "total_employees": 16, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 463926966.0, "total_employees": 18, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 9 to 10.", "Regulatory assets under management went from $350,077,593 to $463,926,966 (+33%).", "Added an office in Coral Gables, FL." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": "1.5% to 2% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 1.5% to 2% a year (a range, as the brochure states it)" ], "quotes": [ "In connection with Scoggin’s management of the Flagship Funds, Scoggin receives a management fee calculated as a percentage of assets under management and charged quarterly in advance as compensation for performing its investment and trading services with respect to the Flagship Funds. The percentage of assets payable ranges between 1.5% and 2%" ] } ], "values": { "tiers": [], "range_pct": [ 1.5, 2.0 ], "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "In connection with Scoggin’s management of the Flagship Funds, Scoggin receives a management fee calculated as a percentage of assets under management and charged quarterly in advance as compensation for performing its investment and trading services with respect to the Flagship Funds. The percentage of assets payable ranges between 1.5% and 2%" ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/scoggin-management-lp-new-york-ny-157587.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 5, "fewer_than_5": false, "raum": 463926966.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157587", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }