{ "crd_number": 299996, "slug": "sciens-diversified-managers-llc-new-york-ny-299996", "primary_business_name": "SCIENS DIVERSIFIED MANAGERS LLC", "legal_name": "SCIENS DIVERSIFIED MANAGERS LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "exempt", "registration_status": "ERA - Active", "registration_date": "2026-06-22", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-06-22", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": null, "advisory_employees": null, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [], "advisory_activities": [], "wrap_fee_participant": null, "disclosure_yes_count": 3, "states_registered": [], "websites": [ "https://linkedin.com/company/sciens-capital-management", "https://sciensam.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299996", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/sciens-diversified-managers-llc-new-york-ny-299996", "display_name": "Sciens Diversified Managers LLC", "summary": "Sciens Diversified Managers LLC is an exempt reporting adviser in New York, NY, filing reports since 2026. Exempt reporting advisers do not report regulatory assets under management on Form ADV.", "citation": "AdvisorCensus. Sciens Diversified Managers LLC (CRD 299996): Form ADV filing data as of October 2026.", "registration_type_label": "Exempt reporting adviser", "compensation_labels": [], "advisory_activity_labels": [], "quick_answers": [ { "q": "Where is Sciens Diversified Managers LLC located?", "a": "Sciens Diversified Managers LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "How does Sciens Diversified Managers LLC report to regulators?", "a": "Sciens Diversified Managers LLC is an exempt reporting adviser, filing reports since 2026. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 299996." }, { "q": "How have Sciens Diversified Managers LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Sciens Diversified Managers LLC: Regulatory assets under management: $266,071,073 in the October 2021 data and $1,065,164,483 in the October 2025 data, up 300%. Total employees: 14 in October 2021 and 17 in October 2025. Assets under management move with markets as well as with clients coming and going." }, { "q": "Does Sciens Diversified Managers LLC report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299996" }, { "q": "What changed in Sciens Diversified Managers LLC's recent Form ADV filings?", "a": "In the July 2026 filing data: Moved from SEC registration to exempt reporting adviser status. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 266071073.0, "total_employees": 14, "filing_date": "2021-08-06" }, { "period": "2022-10-01", "regulatory_assets_under_management": 235485792.0, "total_employees": 13, "filing_date": "2022-03-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 565061937.0, "total_employees": 12, "filing_date": "2023-06-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 750139822.0, "total_employees": 14, "filing_date": "2024-04-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1065164483.0, "total_employees": 17, "filing_date": "2025-07-07" }, { "period": "2026-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2026-06-22" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Moved from SEC registration to exempt reporting adviser status.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,065,164,483 to $896,711,106 (-16%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/sciens-diversified-managers-llc-new-york-ny-299996.md", "clients": [], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299996", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }