# Schwartz & Co.

> Schwartz & Co. is an SEC-registered investment advisory firm in Bloomfield Hills, MI, registered since 2004, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 7294
- Filed as: SCHWARTZ & CO.
- Legal name: Gregory J. Schwartz & Co., Inc.
- Also doing business as: SCHWARTZ & CO.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bloomfield Hills, MI
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/7294
- AdvisorCensus page: https://advisorcensus.com/firm/schwartz-and-co-bloomfield-hills-mi-7294

## Quick answers

**How is Schwartz & Co. compensated?**
On its Form ADV (Item 5.E, October 2026), Schwartz & Co. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Schwartz & Co. located?**
Schwartz & Co.'s principal office is in Bloomfield Hills, MI, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Schwartz & Co. registered with the SEC or a state?**
Schwartz & Co. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 7294.

**How much does Schwartz & Co. manage?**
Schwartz & Co. reports $10,489,459,567 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (2% discretionary).

**How have Schwartz & Co.'s assets and staff changed since 2021?**
In the Form ADV data for Schwartz & Co.: Regulatory assets under management: $5,610,945,745 in the October 2021 data and $10,489,459,567 in the October 2026 data, up 87%. Total employees: 25 in October 2021 and 30 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Schwartz & Co. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (765); high net worth individuals (637); pension and profit sharing plans (but not the plan participants or government pension plans) (193).

**Which custodians does Schwartz & Co. use?**
Schwartz & Co.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Empower, Fidelity Management Trust Company and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Schwartz & Co. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/7294

**What changed in Schwartz & Co.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 24 to 23. Regulatory assets under management went from $9,070,033,429 to $10,489,459,567 (+16%). Registered or notice-filed in AL, KY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Empower
- Fidelity Management Trust Company
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $10,489,459,567
- Discretionary: $180,596,727
- Non-discretionary: $10,308,862,840

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 765 | $598,499,467 |
| High net worth individuals | 637 | $1,451,644,703 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 193 | $7,864,975,586 |
| Charitable organizations | 57 | $103,564,909 |
| State or municipal government entities (including government pension plans) | 2 | $19,500,000 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 83 | $451,274,902 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2004 (22 years)
- Employees: 30 total, 23 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Naples, FL

### Websites listed on Form ADV (Item 1.I)
- [gjsco.com](https://gjsco.com)
- LinkedIn @schwartzandco

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $5,610,945,745 | 25 | June 29, 2021 |
| October 2022 | $5,798,984,434 | 27 | June 28, 2022 |
| October 2023 | $6,330,452,360 | 27 | March 27, 2023 |
| October 2024 | $7,740,631,447 | 27 | March 21, 2024 |
| October 2025 | $9,070,033,429 | 30 | March 18, 2025 |
| October 2026 | $10,489,459,567 | 30 | March 30, 2026 |

Regulatory assets under management: $5,610,945,745 in the October 2021 data and $10,489,459,567 in the October 2026 data, up 87%.
Total employees: 25 in October 2021 and 30 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 24 to 23.
- Regulatory assets under management went from $9,070,033,429 to $10,489,459,567 (+16%).
- Registered or notice-filed in AL, KY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Schwartz & Co. (CRD 7294): Form ADV filing data as of October 2026.