{ "crd_number": 143052, "slug": "schuylkill-financial-llc-wyomissing-pa-143052", "primary_business_name": "SCHUYLKILL FINANCIAL, LLC", "legal_name": "SCHUYLKILL FINANCIAL, LLC", "dbas": [], "city": "Wyomissing", "state": "PA", "country": "United States", "cbsa_code": "39740", "metro": { "cbsa_code": "39740", "common_name": "Reading", "msa_name": "Reading, PA", "path": "/advisors/pa/reading" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-04-08", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-03-09", "carried_forward": false, "raum_total": 123631702.0, "raum_discretionary": 123631702.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 37443230.0, "count": 77 }, "investment_companies": { "raum": 11566.0, "count": 1 }, "high_net_worth_individuals": { "raum": 86176906.0, "count": 49 } }, "compensation_types": [ "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "PA", "TX" ], "websites": [ "https://facebook.com/SCHUYLKILLFINANCIAL", "https://linkedin.com/COMPANY/9699642", "https://schuylkillfinancial.com", "https://schuylkillfinancialllc.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143052", "city_as_filed": "WYOMISSING", "url": "https://advisorcensus.com/firm/schuylkill-financial-llc-wyomissing-pa-143052", "display_name": "Schuylkill Financial, LLC", "summary": "Schuylkill Financial, LLC is an SEC-registered investment advisory firm in Wyomissing, PA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.", "citation": "AdvisorCensus. Schuylkill Financial, LLC (CRD 143052): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Schuylkill Financial, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Schuylkill Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges." }, { "q": "How much does Schuylkill Financial, LLC charge?", "a": "Its Form ADV Part 2A brochure dated March 9, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Schuylkill Financial, LLC located?", "a": "Schuylkill Financial, LLC's principal office is in Wyomissing, PA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Schuylkill Financial, LLC registered with the SEC or a state?", "a": "Schuylkill Financial, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 143052." }, { "q": "How much does Schuylkill Financial, LLC manage?", "a": "Schuylkill Financial, LLC reports $123,631,702 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (100% discretionary)." }, { "q": "What types of clients does Schuylkill Financial, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (77); high net worth individuals (49); investment companies (1)." }, { "q": "Which custodians does Schuylkill Financial, LLC use?", "a": "Schuylkill Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Schuylkill Financial, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143052" }, { "q": "Does Schuylkill Financial, LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 9, 2026 says: \"Schuylkill Financial requires a minimum account size of $ 250,000 to enter into an Advisory Agreement. However, Schuylkill Financial retains the discretion to lower or waive said minimum.\"" }, { "q": "What changed in Schuylkill Financial, LLC's recent Form ADV filings?", "a": "In the May 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 9, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": "1.5% of assets a year", "account_minimum": "$250,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)" ], "quotes": [ "Schuylkill Financial charges an annual investment advisory fee based on the total assets under management as follows: Assets Under Management Maximum Annual Fee All Asset Levels 1.50%" ] }, { "label": "Account minimum", "statements": [ "Account minimum: $250,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "Schuylkill Financial requires a minimum account size of $ 250,000 to enter into an Advisory Agreement. However, Schuylkill Financial retains the discretion to lower or waive said minimum." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": 1.5, "account_minimum": 250000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Schuylkill Financial charges an annual investment advisory fee based on the total assets under management as follows: Assets Under Management Maximum Annual Fee All Asset Levels 1.50%", "Schuylkill Financial requires a minimum account size of $ 250,000 to enter into an Advisory Agreement. However, Schuylkill Financial retains the discretion to lower or waive said minimum." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/schuylkill-financial-llc-wyomissing-pa-143052.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 77, "fewer_than_5": false, "raum": 37443230.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 49, "fewer_than_5": false, "raum": 86176906.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 11566.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143052", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }