# Schultze Asset Management, LP

> Schultze Asset Management, LP is an SEC-registered investment advisory firm in Rye Brook, NY, registered since 2003, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 110927
- Filed as: SCHULTZE ASSET MANAGEMENT, LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rye Brook, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110927
- AdvisorCensus page: https://advisorcensus.com/firm/schultze-asset-management-lp-rye-brook-ny-110927

## Quick answers

**How is Schultze Asset Management, LP compensated?**
On its Form ADV (Item 5.E, October 2026), Schultze Asset Management, LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Schultze Asset Management, LP located?**
Schultze Asset Management, LP's principal office is in Rye Brook, NY, according to its Form ADV.

**Is Schultze Asset Management, LP registered with the SEC or a state?**
Schultze Asset Management, LP is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 110927.

**How much does Schultze Asset Management, LP manage?**
Schultze Asset Management, LP reports $71,599,248 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Schultze Asset Management, LP's assets and staff changed since 2021?**
In the Form ADV data for Schultze Asset Management, LP: Regulatory assets under management: $69,110,883 in the October 2021 data and $71,599,248 in the October 2026 data, up 4%. Total employees: 6 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Schultze Asset Management, LP serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5); high net worth individuals (3); pooled investment vehicles (other than investment companies and business development companies) (3).

**Which custodians does Schultze Asset Management, LP use?**
Schultze Asset Management, LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and J.P. Morgan Securities LLC as custodians holding 10% or more of its separately managed account assets.

**Does Schultze Asset Management, LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110927

**What changed in Schultze Asset Management, LP's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $64,967,915 to $71,599,248 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- J.P. Morgan Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $71,599,248
- Discretionary: $71,599,248
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $163,943 |
| High net worth individuals | 3 | $9,721,593 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $48,090,897 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $105,707 |
| Charitable organizations | 3 | $11,591,710 |
| Corporations or other businesses not listed above | 1 | $1,925,398 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2003 (23 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- samco.net
- LinkedIn @schultze-asset-management
- X @SCHULTZEAM

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $69,110,883 | 6 | June 11, 2021 |
| October 2022 | $233,440,220 | 8 | May 11, 2022 |
| October 2023 | $222,708,002 | 7 | June 23, 2023 |
| October 2024 | $60,454,779 | 6 | June 28, 2024 |
| October 2025 | $64,967,915 | 6 | May 6, 2025 |
| October 2026 | $71,599,248 | 7 | March 31, 2026 |

Regulatory assets under management: $69,110,883 in the October 2021 data and $71,599,248 in the October 2026 data, up 4%.
Total employees: 6 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $64,967,915 to $71,599,248 (+10%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Schultze Asset Management, LP (CRD 110927): Form ADV filing data as of October 2026.