# Schroder Wealth Management (US) Limited

> Schroder Wealth Management (US) Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 289151
- Filed as: SCHRODER WEALTH MANAGEMENT (US) LIMITED
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: London, United Kingdom
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289151
- AdvisorCensus page: https://advisorcensus.com/firm/schroder-wealth-management-us-limited-london-289151

## Quick answers

**How is Schroder Wealth Management (US) Limited compensated?**
On its Form ADV (Item 5.E, October 2026), Schroder Wealth Management (US) Limited reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Schroder Wealth Management (US) Limited located?**
Schroder Wealth Management (US) Limited's principal office is in London, United Kingdom, according to its Form ADV.

**Is Schroder Wealth Management (US) Limited registered with the SEC or a state?**
Schroder Wealth Management (US) Limited is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289151.

**How much does Schroder Wealth Management (US) Limited manage?**
Schroder Wealth Management (US) Limited reports $1,402,597,162 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (80% discretionary).

**How have Schroder Wealth Management (US) Limited's assets and staff changed since 2021?**
In the Form ADV data for Schroder Wealth Management (US) Limited: Regulatory assets under management: $467,031,687 in the October 2021 data and $1,402,597,162 in the October 2026 data, up 200%. Total employees: 4 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Schroder Wealth Management (US) Limited serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (252); corporations or other businesses not listed above (20).

**Which custodians does Schroder Wealth Management (US) Limited use?**
Schroder Wealth Management (US) Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank Pictet & CIE (Europe) AG, London Branch and Royal Bank of Canada (Channel Islands) Limited as custodians holding 10% or more of its separately managed account assets.

**Does Schroder Wealth Management (US) Limited report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289151

**What changed in Schroder Wealth Management (US) Limited's recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 3 to 5. Regulatory assets under management went from $922,408,209 to $1,402,597,162 (+52%). Registered or notice-filed in GA, IL, TN, WY. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Bank Pictet & CIE (Europe) AG, London Branch
- Royal Bank of Canada (Channel Islands) Limited

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,402,597,162
- Discretionary: $1,115,295,546
- Non-discretionary: $287,301,616

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 252 | $976,705,331 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 20 | $425,891,831 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2017 (9 years)
- Employees: 9 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, DE, FL, GA, IL, KY, MA, MD, ME, MS, NH, NJ, NV, NY, OR, PA, SC, TN, TX, VA, WA, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- schroders.com/EN/US/WEALTH-MANAGEMENT

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $467,031,687 | 4 | March 31, 2021 |
| October 2022 | $667,317,632 | 4 | March 17, 2022 |
| October 2023 | $557,022,733 | 4 | July 20, 2023 |
| October 2024 | $790,083,432 | 4 | March 28, 2024 |
| October 2025 | $922,408,209 | 6 | March 31, 2025 |
| October 2026 | $1,402,597,162 | 9 | April 1, 2026 |

Regulatory assets under management: $467,031,687 in the October 2021 data and $1,402,597,162 in the October 2026 data, up 200%.
Total employees: 4 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 3 to 5.
- Regulatory assets under management went from $922,408,209 to $1,402,597,162 (+52%).
- Registered or notice-filed in GA, IL, TN, WY.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in AR, IL, NC, UT, VT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Schroder Wealth Management (US) Limited (CRD 289151): Form ADV filing data as of October 2026.