{ "crd_number": 106585, "slug": "schroder-investment-management-north-america-ltd-london-106585", "primary_business_name": "SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD", "legal_name": "SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD", "dbas": [], "city": "London", "state": null, "country": "United Kingdom", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1990-09-14", "years_registered": 36, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 82545029900.0, "raum_discretionary": 80713924839.0, "raum_non_discretionary": 1831105061.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 300, "advisory_employees": 237, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 112979082.0, "count": 1, "fewer_than_5": true }, "individuals": { "raum": null, "count": null, "fewer_than_5": true }, "banking_thrift": { "raum": null, "count": null, "fewer_than_5": true }, "state_municipal": { "raum": 11806040991.0, "count": 16 }, "insurance_companies": { "raum": 532582184.0, "count": 2, "fewer_than_5": true }, "investment_companies": { "raum": 55780405968.0, "count": 60 }, "pension_profit_sharing": { "raum": 1758084561.0, "count": 7 }, "other_investment_advisers": { "raum": 1831105061.0, "count": 4, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 47678822.0, "count": 2, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 9084279109.0, "count": 15 }, "corporations_other_businesses": { "raum": 53682632.0, "count": 1, "fewer_than_5": true }, "sovereign_wealth_foreign_official": { "raum": 1538191490.0, "count": 3, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [], "websites": [ "https://schroders.com/US" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106585", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" } ], "city_as_filed": "LONDON", "url": "https://advisorcensus.com/firm/schroder-investment-management-north-america-ltd-london-106585", "display_name": "Schroder Investment Management North America Ltd", "summary": "Schroder Investment Management North America Ltd is an SEC-registered investment advisory firm in London, United Kingdom, registered since 1990, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Schroder Investment Management North America Ltd (CRD 106585): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Schroder Investment Management North America Ltd compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Schroder Investment Management North America Ltd reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Schroder Investment Management North America Ltd located?", "a": "Schroder Investment Management North America Ltd's principal office is in London, United Kingdom, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F)." }, { "q": "Is Schroder Investment Management North America Ltd registered with the SEC or a state?", "a": "Schroder Investment Management North America Ltd is an SEC-registered investment advisory firm, registered since 1990. Status as filed: Approved. CRD 106585." }, { "q": "How much does Schroder Investment Management North America Ltd manage?", "a": "Schroder Investment Management North America Ltd reports $82,545,029,900 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (98% discretionary)." }, { "q": "How have Schroder Investment Management North America Ltd's assets and staff changed since 2021?", "a": "In the Form ADV data for Schroder Investment Management North America Ltd: Regulatory assets under management: $75,595,000,000 in the October 2021 data and $82,545,029,900 in the October 2026 data, up 9%. Total employees: 725 in October 2021 and 300 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Schroder Investment Management North America Ltd serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (60); state or municipal government entities (including government pension plans) (16); pooled investment vehicles (other than investment companies and business development companies) (15)." }, { "q": "Which custodians does Schroder Investment Management North America Ltd use?", "a": "Schroder Investment Management North America Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Northern Trust, State Street Bank and The Bank of New York as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Schroder Investment Management North America Ltd report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106585" }, { "q": "What changed in Schroder Investment Management North America Ltd's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 430 to 237. Regulatory assets under management went from $70,940,150,553 to $82,545,029,900 (+16%). Changed its office addresses in Zurich." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 75595000000.0, "total_employees": 725, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 83107000000.0, "total_employees": 777, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 83065000000.0, "total_employees": 755, "filing_date": "2023-04-03" }, { "period": "2024-10-01", "regulatory_assets_under_management": 69252106652.0, "total_employees": 720, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 70940150553.0, "total_employees": 683, "filing_date": "2025-04-01" }, { "period": "2026-10-01", "regulatory_assets_under_management": 82545029900.0, "total_employees": 300, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 430 to 237.", "Regulatory assets under management went from $70,940,150,553 to $82,545,029,900 (+16%).", "Changed its office addresses in Zurich." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Northern Trust", "name_as_filed": "NORTHERN TRUST", "affiliated": false }, { "name": "State Street Bank", "name_as_filed": "STATE STREET BANK", "affiliated": false }, { "name": "The Bank of New York", "name_as_filed": "THE BANK OF NEW YORK", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/schroder-investment-management-north-america-ltd-london-106585.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": null, "fewer_than_5": true, "raum": null }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 2, "fewer_than_5": true, "raum": 47678822.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": null, "fewer_than_5": true, "raum": null }, { "type": "investment_companies", "label": "Investment companies", "count": 60, "fewer_than_5": false, "raum": 55780405968.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 15, "fewer_than_5": false, "raum": 9084279109.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 7, "fewer_than_5": false, "raum": 1758084561.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": true, "raum": 112979082.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 16, "fewer_than_5": false, "raum": 11806040991.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 4, "fewer_than_5": true, "raum": 1831105061.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 2, "fewer_than_5": true, "raum": 532582184.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 3, "fewer_than_5": true, "raum": 1538191490.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": true, "raum": 53682632.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106585", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }