# Schroder Investment Management North America Inc

> Schroder Investment Management North America Inc is an SEC-registered investment advisory firm in New York, NY, registered since 1980, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 105820
- Filed as: SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105820
- AdvisorCensus page: https://advisorcensus.com/firm/schroder-investment-management-north-america-inc-new-york-ny-105820

## Quick answers

**How is Schroder Investment Management North America Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Schroder Investment Management North America Inc reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Schroder Investment Management North America Inc located?**
Schroder Investment Management North America Inc's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Schroder Investment Management North America Inc registered with the SEC or a state?**
Schroder Investment Management North America Inc is an SEC-registered investment advisory firm, registered since 1980. Status as filed: Approved. CRD 105820.

**How much does Schroder Investment Management North America Inc manage?**
Schroder Investment Management North America Inc reports $150,396,703,621 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (99% discretionary).

**How have Schroder Investment Management North America Inc's assets and staff changed since 2021?**
In the Form ADV data for Schroder Investment Management North America Inc: Regulatory assets under management: $153,703,000,000 in the October 2021 data and $150,396,703,621 in the October 2026 data, down 2%. Total employees: 304 in October 2021 and 254 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Schroder Investment Management North America Inc serve?**
By number of clients on Form ADV Item 5.D: investment companies (183); pension and profit sharing plans (but not the plan participants or government pension plans) (52); pooled investment vehicles (other than investment companies and business development companies) (47).

**Which custodians does Schroder Investment Management North America Inc use?**
Schroder Investment Management North America Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Northern Trust, State Street Bank and The Bank of New York as custodians holding 10% or more of its separately managed account assets.

**Does Schroder Investment Management North America Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105820

**What changed in Schroder Investment Management North America Inc's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 72 to 110. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Northern Trust
- State Street Bank
- The Bank of New York

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $150,396,703,621
- Discretionary: $148,944,630,925
- Non-discretionary: $1,452,072,696

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
| High net worth individuals | 31 | $714,762,603 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Investment companies | 183 | $95,395,192,464 |
| Pooled investment vehicles (other than investment companies and business development companies) | 47 | $14,638,775,544 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 52 | $11,204,427,663 |
| Charitable organizations | 10 | $928,333,236 |
| State or municipal government entities (including government pension plans) | 33 | $14,608,144,518 |
| Other investment advisers | 8 | $1,831,105,061 |
| Insurance companies | 42 | $7,013,092,064 |
| Sovereign wealth funds and foreign official institutions | 10 | $1,968,298,314 |
| Corporations or other businesses not listed above | 10 | $2,094,572,154 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1980 (45 years)
- Employees: 254 total, 110 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Miami, FL
- Newport Beach, CA

### Websites listed on Form ADV (Item 1.I)
- [schroders.com/US/HOME](https://schroders.com/US/HOME)
- LinkedIn @5494
- X @SCHRODERSUS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $153,703,000,000 | 304 | June 14, 2021 |
| October 2022 | $173,373,000,000 | 305 | June 28, 2022 |
| October 2023 | $171,297,000,000 | 320 | March 31, 2023 |
| October 2024 | $135,401,010,201 | 314 | September 13, 2024 |
| October 2025 | $138,624,838,407 | 299 | March 31, 2025 |
| October 2026 | $150,396,703,621 | 254 | March 30, 2026 |

Regulatory assets under management: $153,703,000,000 in the October 2021 data and $150,396,703,621 in the October 2026 data, down 2%.
Total employees: 304 in October 2021 and 254 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 72 to 110.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Schroder Investment Management North America Inc (CRD 105820): Form ADV filing data as of October 2026.