{
  "crd_number": 306616,
  "slug": "schroder-investment-management-japan-limited-chiyoda-ku-tokyo-306616",
  "primary_business_name": "SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED",
  "legal_name": "SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED",
  "dbas": [],
  "city": "Chiyoda-Ku, Tokyo",
  "state": null,
  "country": "Japan",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-02-12",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-05-11",
  "carried_forward": false,
  "raum_total": 11013139514.0,
  "raum_discretionary": 10695505913.0,
  "raum_non_discretionary": 317633601.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 81,
  "advisory_employees": 17,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 0.0,
      "count": 0
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 1936971267.0,
      "count": 7
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 626026437.0,
      "count": 16
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": 0
    },
    "pooled_investment_vehicles": {
      "raum": 3545699357.0,
      "count": 57
    },
    "corporations_other_businesses": {
      "raum": 4904442453.0,
      "count": 20
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://schroders.com/ja-jp/jp/intermediary"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306616",
  "city_as_filed": "CHIYODA-KU, TOKYO",
  "url": "https://advisorcensus.com/firm/schroder-investment-management-japan-limited-chiyoda-ku-tokyo-306616",
  "display_name": "Schroder Investment Management (Japan) Limited",
  "summary": "Schroder Investment Management (Japan) Limited is an SEC-registered investment advisory firm in Chiyoda-Ku, Tokyo, Japan, registered since 2020, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 11, 2026.",
  "citation": "AdvisorCensus. Schroder Investment Management (Japan) Limited (CRD 306616): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Schroder Investment Management (Japan) Limited compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Schroder Investment Management (Japan) Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Schroder Investment Management (Japan) Limited located?",
      "a": "Schroder Investment Management (Japan) Limited's principal office is in Chiyoda-Ku, Tokyo, Japan, according to its Form ADV."
    },
    {
      "q": "Is Schroder Investment Management (Japan) Limited registered with the SEC or a state?",
      "a": "Schroder Investment Management (Japan) Limited is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306616."
    },
    {
      "q": "How much does Schroder Investment Management (Japan) Limited manage?",
      "a": "Schroder Investment Management (Japan) Limited reports $11,013,139,514 in regulatory assets under management in its Form ADV filing dated May 11, 2026 (97% discretionary)."
    },
    {
      "q": "How have Schroder Investment Management (Japan) Limited's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Schroder Investment Management (Japan) Limited: Regulatory assets under management: $25,525,046,052 in the October 2021 data and $11,013,139,514 in the October 2026 data, down 57%. Total employees: 98 in October 2021 and 81 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Schroder Investment Management (Japan) Limited serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (57); corporations or other businesses not listed above (20); pension and profit sharing plans (but not the plan participants or government pension plans) (16)."
    },
    {
      "q": "Which custodians does Schroder Investment Management (Japan) Limited use?",
      "a": "Schroder Investment Management (Japan) Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Custody Bank of Japan, Ltd. and The Master Trust Bank of Japan, Ltd. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Schroder Investment Management (Japan) Limited report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306616"
    },
    {
      "q": "What changed in Schroder Investment Management (Japan) Limited's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 18 to 17. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 25525046052.0,
      "total_employees": 98,
      "filing_date": "2021-01-21"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 22618928475.0,
      "total_employees": 97,
      "filing_date": "2022-01-24"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 14569859347.0,
      "total_employees": 102,
      "filing_date": "2023-03-07"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 13918504099.0,
      "total_employees": 96,
      "filing_date": "2024-03-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 10531744657.0,
      "total_employees": 88,
      "filing_date": "2025-06-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 11013139514.0,
      "total_employees": 81,
      "filing_date": "2026-05-11"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 18 to 17.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Custody Bank of Japan, Ltd.",
      "name_as_filed": "CUSTODY BANK OF JAPAN, LTD.",
      "affiliated": false
    },
    {
      "name": "The Master Trust Bank of Japan, Ltd.",
      "name_as_filed": "THE MASTER TRUST BANK OF JAPAN, LTD.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/schroder-investment-management-japan-limited-chiyoda-ku-tokyo-306616.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 57,
      "fewer_than_5": false,
      "raum": 3545699357.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 16,
      "fewer_than_5": false,
      "raum": 626026437.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 1936971267.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 20,
      "fewer_than_5": false,
      "raum": 4904442453.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306616",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}