# Schnieders Capital Management, LLC.

> Schnieders Capital Management, LLC. is an SEC-registered investment advisory firm in Pasadena, CA, registered since 2002, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 17, 2026.

- CRD: 120952
- Filed as: SCHNIEDERS CAPITAL MANAGEMENT, LLC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pasadena, CA
- Filing period: October 2026
- Form ADV filing dated: August 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/120952
- AdvisorCensus page: https://advisorcensus.com/firm/schnieders-capital-management-llc-pasadena-ca-120952

## Quick answers

**How is Schnieders Capital Management, LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Schnieders Capital Management, LLC. reports these compensation arrangements: a percentage of assets under its management.

**What does Schnieders Capital Management, LLC.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated July 16, 2026 states: Up to $500,000: 1.5% a year; $500,001 to $1,000,000: 1.25% a year; $1,000,001 to $2,000,000: 1% a year; $2,000,001 to $4,000,000: 0.75% a year; Above $4,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Schnieders Capital Management, LLC. located?**
Schnieders Capital Management, LLC.'s principal office is in Pasadena, CA, according to its Form ADV.

**Is Schnieders Capital Management, LLC. registered with the SEC or a state?**
Schnieders Capital Management, LLC. is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 120952.

**How much does Schnieders Capital Management, LLC. manage?**
Schnieders Capital Management, LLC. reports $1,061,760,422 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (95% discretionary).

**How have Schnieders Capital Management, LLC.'s assets and staff changed since 2021?**
In the Form ADV data for Schnieders Capital Management, LLC.: Regulatory assets under management: $1,025,551,793 in the October 2021 data and $1,061,760,422 in the October 2026 data, up 4%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Schnieders Capital Management, LLC. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (276); high net worth individuals (183); corporations or other businesses not listed above (8).

**Which custodians does Schnieders Capital Management, LLC. use?**
Schnieders Capital Management, LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets.

**Does Schnieders Capital Management, LLC. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/120952

**Does Schnieders Capital Management, LLC. state an account minimum?**
Its Form ADV Part 2A brochure dated July 16, 2026 says: "SCM normally requires a client to have a minimum account of $250,000 for Portfolio Management Services. This account size may be negotiable under certain circumstances, in SCM’s sole discretion."

**What changed in Schnieders Capital Management, LLC.'s recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 16, 2026)

- Up to $500,000: 1.5% a year
- $500,001 to $1,000,000: 1.25% a year
- $1,000,001 to $2,000,000: 1% a year
- $2,000,001 to $4,000,000: 0.75% a year
- Above $4,000,001: 0.5% a year

> Our standard fee schedule is generally as follows: Assets under Management Annual Fee (%) Up to $500,000 1.50% $500,001-$1,000,000 1.25% $1,000,001- $2,000,000 1.00%

> $2,000,001- $4,000,000 0.75% $4,000,001 and above 0.50%

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> SCM normally requires a client to have a minimum account of $250,000 for Portfolio Management Services. This account size may be negotiable under certain circumstances, in SCM’s sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,061,760,422
- Discretionary: $1,013,861,670
- Non-discretionary: $47,898,752

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 276 | $100,605,058 |
| High net worth individuals | 183 | $867,024,973 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $16,999,479 |
| Charitable organizations | 3 | $2,092,669 |
| Corporations or other businesses not listed above | 8 | $4,820,919 |
| Other | 6 | $70,217,324 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2002 (24 years)
- Employees: 8 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, ID, MT, NV, NY, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- schniederscapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,025,551,793 | 7 | March 17, 2021 |
| October 2022 | $1,291,630,199 | 8 | August 3, 2022 |
| October 2023 | $1,082,193,106 | 8 | March 30, 2023 |
| October 2024 | $725,036,606 | 7 | April 11, 2024 |
| October 2025 | $864,364,981 | 8 | June 10, 2025 |
| October 2026 | $1,061,760,422 | 8 | August 17, 2026 |

Regulatory assets under management: $1,025,551,793 in the October 2021 data and $1,061,760,422 in the October 2026 data, up 4%.
Total employees: 7 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### August 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $864,364,981 to $1,061,760,422 (+23%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Schnieders Capital Management, LLC. (CRD 120952): Form ADV filing data as of October 2026.