{
  "crd_number": 120952,
  "slug": "schnieders-capital-management-llc-pasadena-ca-120952",
  "primary_business_name": "SCHNIEDERS CAPITAL MANAGEMENT, LLC.",
  "legal_name": "SCHNIEDERS CAPITAL MANAGEMENT, LLC.",
  "dbas": [],
  "city": "Pasadena",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2002-05-31",
  "years_registered": 24,
  "period": "2026-10-01",
  "filing_date": "2026-08-17",
  "carried_forward": false,
  "raum_total": 1061760422.0,
  "raum_discretionary": 1013861670.0,
  "raum_non_discretionary": 47898752.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 8,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 70217324.0,
      "count": 6,
      "description": "FOUNDATIONS"
    },
    "charitable": {
      "raum": 2092669.0,
      "count": 3,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 100605058.0,
      "count": 276
    },
    "pension_profit_sharing": {
      "raum": 16999479.0,
      "count": 5
    },
    "high_net_worth_individuals": {
      "raum": 867024973.0,
      "count": 183
    },
    "corporations_other_businesses": {
      "raum": 4820919.0,
      "count": 8
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "ID",
    "MT",
    "NV",
    "NY",
    "TX",
    "WA"
  ],
  "websites": [
    "https://schniederscapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/120952",
  "city_as_filed": "PASADENA",
  "url": "https://advisorcensus.com/firm/schnieders-capital-management-llc-pasadena-ca-120952",
  "display_name": "Schnieders Capital Management, LLC.",
  "summary": "Schnieders Capital Management, LLC. is an SEC-registered investment advisory firm in Pasadena, CA, registered since 2002, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 17, 2026.",
  "citation": "AdvisorCensus. Schnieders Capital Management, LLC. (CRD 120952): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Schnieders Capital Management, LLC. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Schnieders Capital Management, LLC. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Schnieders Capital Management, LLC.'s brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated July 16, 2026 states: Up to $500,000: 1.5% a year; $500,001 to $1,000,000: 1.25% a year; $1,000,001 to $2,000,000: 1% a year; $2,000,001 to $4,000,000: 0.75% a year; Above $4,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Schnieders Capital Management, LLC. located?",
      "a": "Schnieders Capital Management, LLC.'s principal office is in Pasadena, CA, according to its Form ADV."
    },
    {
      "q": "Is Schnieders Capital Management, LLC. registered with the SEC or a state?",
      "a": "Schnieders Capital Management, LLC. is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 120952."
    },
    {
      "q": "How much does Schnieders Capital Management, LLC. manage?",
      "a": "Schnieders Capital Management, LLC. reports $1,061,760,422 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (95% discretionary)."
    },
    {
      "q": "How have Schnieders Capital Management, LLC.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Schnieders Capital Management, LLC.: Regulatory assets under management: $1,025,551,793 in the October 2021 data and $1,061,760,422 in the October 2026 data, up 4%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Schnieders Capital Management, LLC. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (276); high net worth individuals (183); corporations or other businesses not listed above (8)."
    },
    {
      "q": "Which custodians does Schnieders Capital Management, LLC. use?",
      "a": "Schnieders Capital Management, LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Schnieders Capital Management, LLC. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/120952"
    },
    {
      "q": "Does Schnieders Capital Management, LLC. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 16, 2026 says: \"SCM normally requires a client to have a minimum account of $250,000 for Portfolio Management Services. This account size may be negotiable under certain circumstances, in SCM’s sole discretion.\""
    },
    {
      "q": "What changed in Schnieders Capital Management, LLC.'s recent Form ADV filings?",
      "a": "In the September 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1025551793.0,
      "total_employees": 7,
      "filing_date": "2021-03-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1291630199.0,
      "total_employees": 8,
      "filing_date": "2022-08-03"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1082193106.0,
      "total_employees": 8,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 725036606.0,
      "total_employees": 7,
      "filing_date": "2024-04-11"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 864364981.0,
      "total_employees": 8,
      "filing_date": "2025-06-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1061760422.0,
      "total_employees": 8,
      "filing_date": "2026-08-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $864,364,981 to $1,061,760,422 (+23%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 16, 2026",
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1.5%"
      },
      {
        "band": "$500,001 to $1,000,000",
        "rate": "1.25%"
      },
      {
        "band": "$1,000,001 to $2,000,000",
        "rate": "1%"
      },
      {
        "band": "$2,000,001 to $4,000,000",
        "rate": "0.75%"
      },
      {
        "band": "Above $4,000,001",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1.5% a year",
          "$500,001 to $1,000,000: 1.25% a year",
          "$1,000,001 to $2,000,000: 1% a year",
          "$2,000,001 to $4,000,000: 0.75% a year",
          "Above $4,000,001: 0.5% a year"
        ],
        "quotes": [
          "Our standard fee schedule is generally as follows: Assets under Management Annual Fee (%) Up to $500,000 1.50% $500,001-$1,000,000 1.25% $1,000,001- $2,000,000 1.00%",
          "$2,000,001- $4,000,000 0.75% $4,000,001 and above 0.50%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "SCM normally requires a client to have a minimum account of $250,000 for Portfolio Management Services. This account size may be negotiable under certain circumstances, in SCM’s sole discretion."
        ]
      }
    ],
    "quotes": [
      "Our standard fee schedule is generally as follows: Assets under Management Annual Fee (%) Up to $500,000 1.50% $500,001-$1,000,000 1.25% $1,000,001- $2,000,000 1.00%",
      "$2,000,001- $4,000,000 0.75% $4,000,001 and above 0.50%",
      "SCM normally requires a client to have a minimum account of $250,000 for Portfolio Management Services. This account size may be negotiable under certain circumstances, in SCM’s sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Merrill Lynch, Pierce, Fenner & Smith Incorporated",
      "name_as_filed": "MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED",
      "affiliated": false
    },
    {
      "name": "Pershing Advisor Solutions LLC",
      "name_as_filed": "PERSHING ADVISOR SOLUTIONS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/schnieders-capital-management-llc-pasadena-ca-120952.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 276,
      "fewer_than_5": false,
      "raum": 100605058.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 183,
      "fewer_than_5": false,
      "raum": 867024973.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 16999479.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 3,
      "fewer_than_5": true,
      "raum": 2092669.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 8,
      "fewer_than_5": false,
      "raum": 4820919.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 6,
      "fewer_than_5": false,
      "raum": 70217324.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/120952",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}