# Schmitt Wealth Advisers, LLC

> Schmitt Wealth Advisers, LLC is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 30, 2026.

- CRD: 174958
- Filed as: SCHMITT WEALTH ADVISERS, LLC
- Legal name: Schmitt Wealth Advisers, Corp.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: April 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/174958
- AdvisorCensus page: https://advisorcensus.com/firm/schmitt-wealth-advisers-llc-cincinnati-oh-174958

## Quick answers

**How is Schmitt Wealth Advisers, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Schmitt Wealth Advisers, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Schmitt Wealth Advisers, LLC located?**
Schmitt Wealth Advisers, LLC's principal office is in Cincinnati, OH, according to its Form ADV.

**Is Schmitt Wealth Advisers, LLC registered with the SEC or a state?**
Schmitt Wealth Advisers, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 174958.

**How much does Schmitt Wealth Advisers, LLC manage?**
Schmitt Wealth Advisers, LLC reports $134,959,485 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (93% discretionary).

**How have Schmitt Wealth Advisers, LLC's assets and staff changed since 2025?**
In the Form ADV data for Schmitt Wealth Advisers, LLC: Regulatory assets under management: $117,754,806 in the October 2025 data and $134,959,485 in the October 2026 data, up 15%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Schmitt Wealth Advisers, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (95); high net worth individuals (49); corporations or other businesses not listed above (1).

**Which custodians does Schmitt Wealth Advisers, LLC use?**
Schmitt Wealth Advisers, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Schmitt Wealth Advisers, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174958

**Does Schmitt Wealth Advisers, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 29, 2026 says: "As a condition for starting and maintaining an investment management relationship, SWA generally imposes a minimum portfolio value of $250,000." "SWA may, in its sole discretion, accept clients with smaller portfolios based upon certain criteria, including anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre-existing client, account retention, and pro bono activities."

**What changed in Schmitt Wealth Advisers, LLC's recent Form ADV filings?**
In the February 2026 filing data: Changed its legal name from Schmitt Wealth Advisers, LLC to Schmitt Wealth Advisers, Corp.. Regulatory assets under management went from $117,754,806 to $134,959,485 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 29, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> As a condition for starting and maintaining an investment management relationship, SWA generally imposes a minimum portfolio value of $250,000.

> SWA may, in its sole discretion, accept clients with smaller portfolios based upon certain criteria, including anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre-existing client, account retention, and pro bono activities.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $134,959,485
- Discretionary: $125,630,109
- Non-discretionary: $9,329,376

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 95 | $27,165,561 |
| High net worth individuals | 49 | $107,495,195 |
| Corporations or other businesses not listed above | 1 | $298,729 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- prolifeinvestor.com
- schmittwealthadvisers.com
- Facebook @schmittwealthadvisers
- LinkedIn @schmitt-wealth-advisers

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $117,754,806 | 3 | March 3, 2025 |
| October 2026 | $134,959,485 | 3 | April 30, 2026 |

Regulatory assets under management: $117,754,806 in the October 2025 data and $134,959,485 in the October 2026 data, up 15%.
Total employees: 3 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Changed its legal name from Schmitt Wealth Advisers, LLC to Schmitt Wealth Advisers, Corp..
- Regulatory assets under management went from $117,754,806 to $134,959,485 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Schmitt Wealth Advisers, LLC (CRD 174958): Form ADV filing data as of October 2026.