# Schmerge Executive Planning Services, Inc.

> Schmerge Executive Planning Services, Inc. is a state-registered investment advisory firm in Cincinnati, OH, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 26, 2026.

- CRD: 120059
- Filed as: SCHMERGE EXECUTIVE PLANNING SERVICES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: January 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/120059
- AdvisorCensus page: https://advisorcensus.com/firm/schmerge-executive-planning-services-inc-cincinnati-oh-120059

## Quick answers

**How is Schmerge Executive Planning Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Schmerge Executive Planning Services, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Schmerge Executive Planning Services, Inc. located?**
Schmerge Executive Planning Services, Inc.'s principal office is in Cincinnati, OH, according to its Form ADV.

**Is Schmerge Executive Planning Services, Inc. registered with the SEC or a state?**
Schmerge Executive Planning Services, Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 120059.

**How much does Schmerge Executive Planning Services, Inc. manage?**
Schmerge Executive Planning Services, Inc. reports $53,414,349 in regulatory assets under management in its Form ADV filing dated January 26, 2026 (99% discretionary).

**What types of clients does Schmerge Executive Planning Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (51); high net worth individuals (14); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Schmerge Executive Planning Services, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/120059

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $53,414,349
- Discretionary: $52,877,433
- Non-discretionary: $536,916

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 51 | $17,130,656 |
| High net worth individuals | 14 | $24,407,112 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $11,876,581 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 1999 (26 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY, MI, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- schmerge.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Schmerge Executive Planning Services, Inc. (CRD 120059): Form ADV filing data as of October 2026.