# Schlindwein Associates LLC

> Schlindwein Associates LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2000, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 18, 2026.

- CRD: 109132
- Filed as: SCHLINDWEIN ASSOCIATES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: June 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109132
- AdvisorCensus page: https://advisorcensus.com/firm/schlindwein-associates-llc-dallas-tx-109132

## Quick answers

**How is Schlindwein Associates LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Schlindwein Associates LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Schlindwein Associates LLC located?**
Schlindwein Associates LLC's principal office is in Dallas, TX, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Schlindwein Associates LLC registered with the SEC or a state?**
Schlindwein Associates LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 109132.

**How much does Schlindwein Associates LLC manage?**
Schlindwein Associates LLC reports $167,078,198 in regulatory assets under management in its Form ADV filing dated June 18, 2026 (100% discretionary).

**How have Schlindwein Associates LLC's assets and staff changed since 2021?**
In the Form ADV data for Schlindwein Associates LLC: Regulatory assets under management: $214,676,269 in the October 2021 data and $167,078,198 in the October 2026 data, down 22%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Schlindwein Associates LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (74); high net worth individuals (44); charitable organizations (3).

**Does Schlindwein Associates LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109132

**Does Schlindwein Associates LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 2, 2026 says: "The Firm imposes a $500,000 minimum portfolio value for its services, which the Firm may waive in certain cases."

**What changed in Schlindwein Associates LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 2, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> The Firm imposes a $500,000 minimum portfolio value for its services, which the Firm may waive in certain cases.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $167,078,198
- Discretionary: $167,078,198
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 74 | $34,691,837 |
| High net worth individuals | 44 | $128,936,224 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $0 |
| Charitable organizations | 3 | $3,450,137 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2000 (26 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Chicago, IL

### Websites listed on Form ADV (Item 1.I)
- sallc.com
- Facebook @SCHLINDWEIN-ASSOCIATES-LLC
- LinkedIn @SCHLINDWEIN-ASSOCIATES-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $214,676,269 | 4 | March 17, 2021 |
| October 2022 | $231,351,764 | 4 | July 21, 2022 |
| October 2023 | $188,499,422 | 4 | March 30, 2023 |
| October 2024 | $199,903,557 | 4 | March 27, 2024 |
| October 2025 | $195,754,461 | 4 | March 31, 2025 |
| October 2026 | $167,078,198 | 3 | June 18, 2026 |

Regulatory assets under management: $214,676,269 in the October 2021 data and $167,078,198 in the October 2026 data, down 22%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $195,754,461 to $167,078,198 (-15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Schlindwein Associates LLC (CRD 109132): Form ADV filing data as of October 2026.