{
  "crd_number": 109132,
  "slug": "schlindwein-associates-llc-dallas-tx-109132",
  "primary_business_name": "SCHLINDWEIN ASSOCIATES LLC",
  "legal_name": "SCHLINDWEIN ASSOCIATES LLC",
  "dbas": [],
  "city": "Dallas",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2000-04-07",
  "years_registered": 26,
  "period": "2026-10-01",
  "filing_date": "2026-06-18",
  "carried_forward": false,
  "raum_total": 167078198.0,
  "raum_discretionary": 167078198.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 3450137.0,
      "count": 3,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 34691837.0,
      "count": 74
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 128936224.0,
      "count": 44
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "IL",
    "TX"
  ],
  "websites": [
    "https://facebook.com/PAGES/SCHLINDWEIN-ASSOCIATES-LLC/109505879097595",
    "https://linkedin.com/COMPANY/SCHLINDWEIN-ASSOCIATES-LLC",
    "https://sallc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109132",
  "city_as_filed": "DALLAS",
  "url": "https://advisorcensus.com/firm/schlindwein-associates-llc-dallas-tx-109132",
  "display_name": "Schlindwein Associates LLC",
  "summary": "Schlindwein Associates LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2000, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 18, 2026.",
  "citation": "AdvisorCensus. Schlindwein Associates LLC (CRD 109132): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Schlindwein Associates LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Schlindwein Associates LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Schlindwein Associates LLC located?",
      "a": "Schlindwein Associates LLC's principal office is in Dallas, TX, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Schlindwein Associates LLC registered with the SEC or a state?",
      "a": "Schlindwein Associates LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 109132."
    },
    {
      "q": "How much does Schlindwein Associates LLC manage?",
      "a": "Schlindwein Associates LLC reports $167,078,198 in regulatory assets under management in its Form ADV filing dated June 18, 2026 (100% discretionary)."
    },
    {
      "q": "How have Schlindwein Associates LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Schlindwein Associates LLC: Regulatory assets under management: $214,676,269 in the October 2021 data and $167,078,198 in the October 2026 data, down 22%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Schlindwein Associates LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (74); high net worth individuals (44); charitable organizations (3)."
    },
    {
      "q": "Does Schlindwein Associates LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109132"
    },
    {
      "q": "Does Schlindwein Associates LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 2, 2026 says: \"The Firm imposes a $500,000 minimum portfolio value for its services, which the Firm may waive in certain cases.\""
    },
    {
      "q": "What changed in Schlindwein Associates LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 214676269.0,
      "total_employees": 4,
      "filing_date": "2021-03-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 231351764.0,
      "total_employees": 4,
      "filing_date": "2022-07-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 188499422.0,
      "total_employees": 4,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 199903557.0,
      "total_employees": 4,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 195754461.0,
      "total_employees": 4,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 167078198.0,
      "total_employees": 3,
      "filing_date": "2026-06-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $195,754,461 to $167,078,198 (-15%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 2, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The Firm imposes a $500,000 minimum portfolio value for its services, which the Firm may waive in certain cases."
        ]
      }
    ],
    "quotes": [
      "The Firm imposes a $500,000 minimum portfolio value for its services, which the Firm may waive in certain cases."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/schlindwein-associates-llc-dallas-tx-109132.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 74,
      "fewer_than_5": false,
      "raum": 34691837.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 44,
      "fewer_than_5": false,
      "raum": 128936224.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 3,
      "fewer_than_5": true,
      "raum": 3450137.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109132",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}