# Schauer Investment Management, Inc.

> Schauer Investment Management, Inc. is an SEC-registered investment advisory firm in Northridge, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 17, 2026.

- CRD: 283119
- Filed as: SCHAUER INVESTMENT MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Northridge, CA
- Filing period: October 2026
- Form ADV filing dated: August 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/283119
- AdvisorCensus page: https://advisorcensus.com/firm/schauer-investment-management-inc-northridge-ca-283119

## Quick answers

**How is Schauer Investment Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Schauer Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**What does Schauer Investment Management, Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated June 17, 2026 states: Up to $1,000,000: 1.5% a year; Above $1,000,001: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Schauer Investment Management, Inc. located?**
Schauer Investment Management, Inc.'s principal office is in Northridge, CA, according to its Form ADV.

**Is Schauer Investment Management, Inc. registered with the SEC or a state?**
Schauer Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 283119.

**How much does Schauer Investment Management, Inc. manage?**
Schauer Investment Management, Inc. reports $119,744,010 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (100% discretionary).

**What types of clients does Schauer Investment Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (16); individuals (other than high net worth individuals) (8).

**Which custodians does Schauer Investment Management, Inc. use?**
Schauer Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Schauer Investment Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283119

**Does Schauer Investment Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated June 17, 2026 says: "There is no account minimum for any of SI’s services."

**What changed in Schauer Investment Management, Inc.'s recent Form ADV filings?**
In the August 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 17, 2026)

- Up to $1,000,000: 1.5% a year
- Above $1,000,001: 1% a year

> Total Assets Under Management Annual Fee $0 - $1,000,000 1.50% $1,000,001 - And Up 1.00%

- Account minimum: None

> There is no account minimum for any of SI’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $119,744,010
- Discretionary: $119,744,010
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $4,263,404 |
| High net worth individuals | 16 | $115,480,606 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### August 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Schauer Investment Management, Inc. (CRD 283119): Form ADV filing data as of October 2026.