# Schaffer & Company Asset Management, Inc. > Schaffer & Company Asset Management, Inc. is an SEC-registered investment advisory firm in Jacksonville, FL, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026. - CRD: 138463 - Filed as: SCHAFFER & COMPANY ASSET MANAGEMENT, INC. - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Jacksonville, FL - Filing period: October 2026 - Form ADV filing dated: March 31, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/138463 - AdvisorCensus page: https://advisorcensus.com/firm/schaffer-and-company-asset-management-inc-jacksonville-fl-138463 ## Quick answers **How is Schaffer & Company Asset Management, Inc. compensated?** On its Form ADV (Item 5.E, October 2026), Schaffer & Company Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). **How much does Schaffer & Company Asset Management, Inc. charge?** Its Form ADV Part 2A brochure dated March 31, 2026 states: Hourly rate: $330 an hour (general consultation, financial planning or parts of financial planning…). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Schaffer & Company Asset Management, Inc. located?** Schaffer & Company Asset Management, Inc.'s principal office is in Jacksonville, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F). **Is Schaffer & Company Asset Management, Inc. registered with the SEC or a state?** Schaffer & Company Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 138463. **How much does Schaffer & Company Asset Management, Inc. manage?** Schaffer & Company Asset Management, Inc. reports $90,781,774 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary). **How have Schaffer & Company Asset Management, Inc.'s assets and staff changed since 2021?** In the Form ADV data for Schaffer & Company Asset Management, Inc.: Regulatory assets under management: $49,156,545 in the October 2021 data and $90,781,774 in the October 2026 data, up 85%. Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Schaffer & Company Asset Management, Inc. serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (262); high net worth individuals (38); corporations or other businesses not listed above (4). **Which custodians does Schaffer & Company Asset Management, Inc. use?** Schaffer & Company Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does Schaffer & Company Asset Management, Inc. report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/138463 **What changed in Schaffer & Company Asset Management, Inc.'s recent Form ADV filings?** In the April 2026 filing data: Regulatory assets under management went from $70,049,727 to $90,781,774 (+30%). Added an office in Rochester, NY. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Hourly charges - Fixed fees (other than subscription fees) ### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026) - Hourly rate: $330 an hour (general consultation, financial planning or parts of financial planning…) > Hourly fees for any services outside of portfolio management services (specifically managing of assets, trading and/or monitoring) if under a fee schedule or fixed fee will be billed at $330 per hour. This may be general consultation, financial planning or parts of financial planning, tax planning, estate, or trust planning, etc. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $90,781,774 - Discretionary: $90,781,774 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 262 | $47,032,139 | | High net worth individuals | 38 | $43,385,945 | | Banking or thrift institutions | 0 | Not reported | | Investment companies | 0 | Not reported | | Business development companies | 0 | Not reported | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported | | Charitable organizations | 1 | $34,362 | | State or municipal government entities (including government pension plans) | 0 | Not reported | | Other investment advisers | 0 | Not reported | | Insurance companies | 0 | Not reported | | Sovereign wealth funds and foreign official institutions | 0 | Not reported | | Corporations or other businesses not listed above | 4 | $329,328 | | Other | 0 | Not reported | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients - Pension consulting services ### Firm details - Registered since: 2015 (11 years) - Employees: 1 total, 1 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: FL, NY, TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the April 2026 filing - Rochester, NY ### Websites listed on Form ADV (Item 1.I) - gregoryschaffer.com - Facebook @SCHAFFERASSET - LinkedIn @SCHAFFER-&-COMPANY-ASSET-MANAGEMENT-INC. ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $49,156,545 | 2 | March 31, 2021 | | October 2022 | $60,872,579 | 3 | March 31, 2022 | | October 2023 | $63,120,048 | 2 | April 3, 2023 | | October 2024 | $62,822,949 | 1 | March 30, 2024 | | October 2025 | $70,049,727 | 1 | March 31, 2025 | | October 2026 | $90,781,774 | 1 | March 31, 2026 | Regulatory assets under management: $49,156,545 in the October 2021 data and $90,781,774 in the October 2026 data, up 85%. Total employees: 2 in October 2021 and 1 in October 2026. ## Changes in the filing (last 12 months) ### April 2026 - Regulatory assets under management went from $70,049,727 to $90,781,774 (+30%). - Added an office in Rochester, NY. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Schaffer & Company Asset Management, Inc. (CRD 138463): Form ADV filing data as of October 2026.