# Schaeffer Financial & Tax, LLC

> Schaeffer Financial & Tax, LLC is a state-registered investment advisory firm, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 288669
- Filed as: SCHAEFFER FINANCIAL & TAX, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Pennsylvania
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/288669
- AdvisorCensus page: https://advisorcensus.com/firm/schaeffer-financial-and-tax-llc-288669

## Quick answers

**How is Schaeffer Financial & Tax, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Schaeffer Financial & Tax, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Schaeffer Financial & Tax, LLC registered with the SEC or a state?**
Schaeffer Financial & Tax, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 288669.

**How much does Schaeffer Financial & Tax, LLC manage?**
Schaeffer Financial & Tax, LLC reports $6,222,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**What types of clients does Schaeffer Financial & Tax, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (31).

**Does Schaeffer Financial & Tax, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288669

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $6,222,000
- Discretionary: $6,222,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 31 | $4,870,000 |
| Other | Fewer than 5 | $1,352,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- schaefferfinancialandtax.com
- Facebook @SchaefferFinancialTax
- Instagram @schaefferfinancialandtax
- LinkedIn @brad-schaeffer-2800a4103

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Schaeffer Financial & Tax, LLC (CRD 288669): Form ADV filing data as of October 2026.