# SCG Asset Management LLC

> SCG Asset Management LLC is an SEC-registered investment advisory firm in Naperville, IL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 311843
- Filed as: SCG ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Naperville, IL
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/311843
- AdvisorCensus page: https://advisorcensus.com/firm/scg-asset-management-llc-naperville-il-311843

## Quick answers

**How is SCG Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), SCG Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does SCG Asset Management LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 12, 2026 states: Asset-based fee: 1.5% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is SCG Asset Management LLC located?**
SCG Asset Management LLC's principal office is in Naperville, IL, according to its Form ADV.

**Is SCG Asset Management LLC registered with the SEC or a state?**
SCG Asset Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 311843.

**How much does SCG Asset Management LLC manage?**
SCG Asset Management LLC reports $158,700,504 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (9% discretionary).

**How have SCG Asset Management LLC's assets and staff changed since 2021?**
In the Form ADV data for SCG Asset Management LLC: Regulatory assets under management: $207,305,051 in the October 2021 data and $158,700,504 in the October 2026 data, down 23%. Total employees: 13 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does SCG Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (7); investment companies (1).

**Which custodians does SCG Asset Management LLC use?**
SCG Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC as a custodian holding 10% or more of its separately managed account assets.

**Does SCG Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311843

**What changed in SCG Asset Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $135,924,626 to $158,700,504 (+17%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Asset-based fee: 1.5% of assets a year

> ASIF management fee is calculated and payable monthly at the annual rate of 1.5% of the average daily value of ASIF’s daily net assets.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- J.P. Morgan Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $158,700,504
- Discretionary: $13,820,153
- Non-discretionary: $144,880,351

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 7 | $144,880,351 |
| Investment companies | 1 | $13,820,153 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- scgamllc.com
- LinkedIn @scg-asset-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $207,305,051 | 13 | May 17, 2021 |
| October 2022 | $215,635,031 | 15 | March 7, 2022 |
| October 2023 | $129,627,126 | 12 | March 8, 2023 |
| October 2024 | $140,660,217 | 9 | March 28, 2024 |
| October 2025 | $135,924,626 | 7 | March 4, 2025 |
| October 2026 | $158,700,504 | 6 | March 12, 2026 |

Regulatory assets under management: $207,305,051 in the October 2021 data and $158,700,504 in the October 2026 data, down 23%.
Total employees: 13 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 4.
- Regulatory assets under management went from $135,924,626 to $158,700,504 (+17%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. SCG Asset Management LLC (CRD 311843): Form ADV filing data as of October 2026.