# Scalebuilder, LLC

> Scalebuilder, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 313276
- Filed as: SCALEBUILDER, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313276
- AdvisorCensus page: https://advisorcensus.com/firm/scalebuilder-llc-new-york-ny-313276

## Quick answers

**How is Scalebuilder, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Scalebuilder, LLC reports these compensation arrangements: performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Scalebuilder, LLC located?**
Scalebuilder, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Scalebuilder, LLC registered with the SEC or a state?**
Scalebuilder, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 313276.

**How much does Scalebuilder, LLC manage?**
Scalebuilder, LLC reports $145,835,020 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Scalebuilder, LLC's assets and staff changed since 2021?**
In the Form ADV data for Scalebuilder, LLC: Regulatory assets under management: $181,250,458 in the October 2022 data and $145,835,020 in the October 2026 data, down 20%. Total employees: 3 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Scalebuilder, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Scalebuilder, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation) and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313276

**What changed in Scalebuilder, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $258,890,608 to $145,835,020 (-44%).

## From the Form ADV filing

### Compensation (Item 5.E)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $145,835,020
- Discretionary: $145,835,020
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $145,835,020 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313276

### Websites listed on Form ADV (Item 1.I)
- scalebuilder.net

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | August 9, 2021 |
| October 2022 | $181,250,458 | 3 | September 26, 2022 |
| October 2023 | $324,082,185 | 3 | June 12, 2023 |
| October 2024 | $251,958,770 | 4 | May 28, 2024 |
| October 2025 | $258,890,608 | 4 | March 27, 2025 |
| October 2026 | $145,835,020 | 4 | March 30, 2026 |

Regulatory assets under management: $181,250,458 in the October 2022 data and $145,835,020 in the October 2026 data, down 20%.
Total employees: 3 in October 2022 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $258,890,608 to $145,835,020 (-44%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Scalebuilder, LLC (CRD 313276): Form ADV filing data as of October 2026.