# SC Asesores EN Inversiones Independientes SA de CV

> SC Asesores EN Inversiones Independientes SA de CV is an SEC-registered investment advisory firm in Mexico City, Mexico, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 339845
- Filed as: SC ASESORES EN INVERSIONES INDEPENDIENTES SA DE CV
- Legal name: SC Asset Management Asesores EN Inversiones Independientes, S.A.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mexico City, Mexico
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/339845
- AdvisorCensus page: https://advisorcensus.com/firm/sc-asesores-en-inversiones-independientes-sa-de-cv-mexico-city-339845

## Quick answers

**How is SC Asesores EN Inversiones Independientes SA de CV compensated?**
On its Form ADV (Item 5.E, October 2026), SC Asesores EN Inversiones Independientes SA de CV reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does SC Asesores EN Inversiones Independientes SA de CV charge?**
Its Form ADV Part 2A brochure dated June 2, 2026 states: Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is SC Asesores EN Inversiones Independientes SA de CV located?**
SC Asesores EN Inversiones Independientes SA de CV's principal office is in Mexico City, Mexico, according to its Form ADV.

**Is SC Asesores EN Inversiones Independientes SA de CV registered with the SEC or a state?**
SC Asesores EN Inversiones Independientes SA de CV is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339845.

**How much does SC Asesores EN Inversiones Independientes SA de CV manage?**
SC Asesores EN Inversiones Independientes SA de CV reports $553,392,757 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).

**What types of clients does SC Asesores EN Inversiones Independientes SA de CV serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (272); high net worth individuals (85); corporations or other businesses not listed above (20).

**Which custodians does SC Asesores EN Inversiones Independientes SA de CV use?**
SC Asesores EN Inversiones Independientes SA de CV's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Allianz Mexico, S.A., Grupo Financiero Banorte, Grupo Financiero Scotiabank Inverlat and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does SC Asesores EN Inversiones Independientes SA de CV report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(4) (SEC or CFTC order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339845

**What changed in SC Asesores EN Inversiones Independientes SA de CV's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 2, 2026)

- Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it)

> The Adviser typically receives an annual management fee for advisory services ranging between 0.30% and 1.50% of the Account value (as further described below), or a fixed (flat) fee agreed between the parties prior to execution of the advisory agreement, whether the Account is managed on a discretionary or non-discretionary basis.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Allianz Mexico, S.A.
- Grupo Financiero Banorte
- Grupo Financiero Scotiabank Inverlat
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $553,392,757
- Discretionary: $553,389,961
- Non-discretionary: $2,796

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 272 | $75,533,212 |
| High net worth individuals | 85 | $186,895,845 |
| Banking or thrift institutions | 6 | $20,946,827 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $140,067,854 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $10,880,220 |
| Charitable organizations | Fewer than 5 | $11,568,934 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | Fewer than 5 | $88,239,913 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 20 | $19,259,952 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339845

### Websites listed on Form ADV (Item 1.I)
- [summa-corporation.com](https://summa-corporation.com)

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. SC Asesores EN Inversiones Independientes SA de CV (CRD 339845): Form ADV filing data as of October 2026.