{ "crd_number": 339845, "slug": "sc-asesores-en-inversiones-independientes-sa-de-cv-mexico-city-339845", "primary_business_name": "SC ASESORES EN INVERSIONES INDEPENDIENTES SA DE CV", "legal_name": "SC ASSET MANAGEMENT ASESORES EN INVERSIONES INDEPENDIENTES, S.A.", "dbas": [], "city": "Mexico City", "state": null, "country": "Mexico", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-03-26", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-06-02", "carried_forward": false, "raum_total": 553392757.0, "raum_discretionary": 553389961.0, "raum_non_discretionary": 2796.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 6, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 11568934.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 75533212.0, "count": 272 }, "banking_thrift": { "raum": 20946827.0, "count": 6 }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 88239913.0, "count": null, "fewer_than_5": true }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 10880220.0, "count": null, "fewer_than_5": true }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 186895845.0, "count": 85 }, "pooled_investment_vehicles": { "raum": 140067854.0, "count": 2 }, "corporations_other_businesses": { "raum": 19259952.0, "count": 20 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "other", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [], "websites": [ "https://summa-corporation.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339845", "disclosure_items": [ { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "MEXICO CITY", "url": "https://advisorcensus.com/firm/sc-asesores-en-inversiones-independientes-sa-de-cv-mexico-city-339845", "display_name": "SC Asesores EN Inversiones Independientes SA de CV", "summary": "SC Asesores EN Inversiones Independientes SA de CV is an SEC-registered investment advisory firm in Mexico City, Mexico, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 2, 2026.", "citation": "AdvisorCensus. SC Asesores EN Inversiones Independientes SA de CV (CRD 339845): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Other" ], "quick_answers": [ { "q": "How is SC Asesores EN Inversiones Independientes SA de CV compensated?", "a": "On its Form ADV (Item 5.E, October 2026), SC Asesores EN Inversiones Independientes SA de CV reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "How much does SC Asesores EN Inversiones Independientes SA de CV charge?", "a": "Its Form ADV Part 2A brochure dated June 2, 2026 states: Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is SC Asesores EN Inversiones Independientes SA de CV located?", "a": "SC Asesores EN Inversiones Independientes SA de CV's principal office is in Mexico City, Mexico, according to its Form ADV." }, { "q": "Is SC Asesores EN Inversiones Independientes SA de CV registered with the SEC or a state?", "a": "SC Asesores EN Inversiones Independientes SA de CV is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339845." }, { "q": "How much does SC Asesores EN Inversiones Independientes SA de CV manage?", "a": "SC Asesores EN Inversiones Independientes SA de CV reports $553,392,757 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary)." }, { "q": "What types of clients does SC Asesores EN Inversiones Independientes SA de CV serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (272); high net worth individuals (85); corporations or other businesses not listed above (20)." }, { "q": "Which custodians does SC Asesores EN Inversiones Independientes SA de CV use?", "a": "SC Asesores EN Inversiones Independientes SA de CV's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Allianz Mexico, S.A., Grupo Financiero Banorte, Grupo Financiero Scotiabank Inverlat and Pershing LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does SC Asesores EN Inversiones Independientes SA de CV report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(4) (SEC or CFTC order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339845" }, { "q": "What changed in SC Asesores EN Inversiones Independientes SA de CV's recent Form ADV filings?", "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated June 2, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": "0.3% to 1.5% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it)" ], "quotes": [ "The Adviser typically receives an annual management fee for advisory services ranging between 0.30% and 1.50% of the Account value (as further described below), or a fixed (flat) fee agreed between the parties prior to execution of the advisory agreement, whether the Account is managed on a discretionary or non-discretionary basis." ] } ], "values": { "tiers": [], "range_pct": [ 0.3, 1.5 ], "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "The Adviser typically receives an annual management fee for advisory services ranging between 0.30% and 1.50% of the Account value (as further described below), or a fixed (flat) fee agreed between the parties prior to execution of the advisory agreement, whether the Account is managed on a discretionary or non-discretionary basis." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Allianz Mexico, S.A.", "name_as_filed": "ALLIANZ MEXICO, S.A.", "affiliated": false }, { "name": "Grupo Financiero Banorte", "name_as_filed": "GRUPO FINANCIERO BANORTE", "affiliated": false }, { "name": "Grupo Financiero Scotiabank Inverlat", "name_as_filed": "GRUPO FINANCIERO SCOTIABANK INVERLAT", "affiliated": false }, { "name": "Pershing LLC", "name_as_filed": "PERSHING LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/sc-asesores-en-inversiones-independientes-sa-de-cv-mexico-city-339845.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 272, "fewer_than_5": false, "raum": 75533212.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 85, "fewer_than_5": false, "raum": 186895845.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 6, "fewer_than_5": false, "raum": 20946827.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 2, "fewer_than_5": false, "raum": 140067854.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 10880220.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 11568934.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 88239913.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 20, "fewer_than_5": false, "raum": 19259952.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339845", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }