# SBC Investment Management, LLC

> SBC Investment Management, LLC is a state-registered investment advisory firm in Scottsdale, AZ, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 308391
- Filed as: SBC INVESTMENT MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/308391
- AdvisorCensus page: https://advisorcensus.com/firm/sbc-investment-management-llc-scottsdale-az-308391

## Quick answers

**How is SBC Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), SBC Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is SBC Investment Management, LLC located?**
SBC Investment Management, LLC's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is SBC Investment Management, LLC registered with the SEC or a state?**
SBC Investment Management, LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 308391.

**How much does SBC Investment Management, LLC manage?**
SBC Investment Management, LLC reports $75,741,097 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (85% discretionary).

**What types of clients does SBC Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (15); individuals (other than high net worth individuals) (4).

**Does SBC Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/308391

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $75,741,097
- Discretionary: $64,291,011
- Non-discretionary: $11,450,086

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $270,000 |
| High net worth individuals | 15 | $75,471,097 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, FL, IA, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sbcinvestmentmanagement.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. SBC Investment Management, LLC (CRD 308391): Form ADV filing data as of October 2026.