# Saybrook Fund Advisors, LLC

> Saybrook Fund Advisors, LLC is an SEC-registered investment advisory firm in Santa Monica, CA, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 158634
- Filed as: SAYBROOK FUND ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Santa Monica, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158634
- AdvisorCensus page: https://advisorcensus.com/firm/saybrook-fund-advisors-llc-santa-monica-ca-158634

## Quick answers

**How is Saybrook Fund Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Saybrook Fund Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Saybrook Fund Advisors, LLC located?**
Saybrook Fund Advisors, LLC's principal office is in Santa Monica, CA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Saybrook Fund Advisors, LLC registered with the SEC or a state?**
Saybrook Fund Advisors, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158634.

**How much does Saybrook Fund Advisors, LLC manage?**
Saybrook Fund Advisors, LLC reports $461,209,006 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (86% discretionary).

**How have Saybrook Fund Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Saybrook Fund Advisors, LLC: Regulatory assets under management: $230,743,933 in the October 2021 data and $461,209,006 in the October 2026 data, up 100%. Total employees: 9 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Saybrook Fund Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5); insurance companies (2).

**Which custodians does Saybrook Fund Advisors, LLC use?**
Saybrook Fund Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY and Citi as custodians holding 10% or more of its separately managed account assets.

**Does Saybrook Fund Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158634

**What changed in Saybrook Fund Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 7. Regulatory assets under management went from $218,686,597 to $461,209,006 (+111%). Added an office in Chicago, IL. Registered or notice-filed in IL. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- BNY
- Citi

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $461,209,006
- Discretionary: $394,968,715
- Non-discretionary: $66,240,291

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $232,028,368 |
| Insurance companies | 2 | $229,180,638 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2011 (15 years)
- Employees: 11 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Chicago, IL
- Redwood Shores, CA

### Websites listed on Form ADV (Item 1.I)
- saybrookfundadvisors.com
- LinkedIn @saybrook-fund-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $230,743,933 | 9 | March 29, 2021 |
| October 2022 | $285,747,081 | 9 | April 13, 2022 |
| October 2023 | $319,396,954 | 9 | March 29, 2023 |
| October 2024 | $248,885,384 | 8 | March 22, 2024 |
| October 2025 | $218,686,597 | 9 | March 25, 2025 |
| October 2026 | $461,209,006 | 11 | March 30, 2026 |

Regulatory assets under management: $230,743,933 in the October 2021 data and $461,209,006 in the October 2026 data, up 100%.
Total employees: 9 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 7.
- Regulatory assets under management went from $218,686,597 to $461,209,006 (+111%).
- Added an office in Chicago, IL.
- Registered or notice-filed in IL.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Saybrook Fund Advisors, LLC (CRD 158634): Form ADV filing data as of October 2026.