{
  "crd_number": 107679,
  "slug": "saybrook-capital-corp-sag-harbor-ny-107679",
  "primary_business_name": "SAYBROOK CAPITAL CORP",
  "legal_name": "SAYBROOK CAPITAL CORP",
  "dbas": [],
  "city": "Sag Harbor",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1989-11-09",
  "years_registered": 36,
  "period": "2026-10-01",
  "filing_date": "2026-02-17",
  "carried_forward": false,
  "raum_total": 502665436.0,
  "raum_discretionary": 502665436.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 17958614.0,
      "count": 2,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 5576184.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 473554454.0,
      "count": 151
    },
    "corporations_other_businesses": {
      "raum": 5576184.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NC",
    "NY"
  ],
  "websites": [
    "https://saybrookcapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107679",
  "city_as_filed": "SAG HARBOR",
  "url": "https://advisorcensus.com/firm/saybrook-capital-corp-sag-harbor-ny-107679",
  "display_name": "Saybrook Capital Corp",
  "summary": "Saybrook Capital Corp is an SEC-registered investment advisory firm in Sag Harbor, NY, registered since 1989, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 17, 2026.",
  "citation": "AdvisorCensus. Saybrook Capital Corp (CRD 107679): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Saybrook Capital Corp compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Saybrook Capital Corp reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Saybrook Capital Corp located?",
      "a": "Saybrook Capital Corp's principal office is in Sag Harbor, NY, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Saybrook Capital Corp registered with the SEC or a state?",
      "a": "Saybrook Capital Corp is an SEC-registered investment advisory firm, registered since 1989. Status as filed: Approved. CRD 107679."
    },
    {
      "q": "How much does Saybrook Capital Corp manage?",
      "a": "Saybrook Capital Corp reports $502,665,436 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary)."
    },
    {
      "q": "How have Saybrook Capital Corp's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Saybrook Capital Corp: Regulatory assets under management: $384,777,127 in the October 2021 data and $502,665,436 in the October 2026 data, up 31%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Saybrook Capital Corp serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (151); charitable organizations (2); pension and profit sharing plans (but not the plan participants or government pension plans) (1)."
    },
    {
      "q": "Does Saybrook Capital Corp report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107679"
    },
    {
      "q": "Does Saybrook Capital Corp state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 17, 2026 says: \"Saybrook Capital maintains a minimum account size of $1 million, while occasionally accepting smaller accounts for a higher annual fee.\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 384777127.0,
      "total_employees": 5,
      "filing_date": "2021-03-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 475502445.0,
      "total_employees": 5,
      "filing_date": "2022-03-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 391474984.0,
      "total_employees": 5,
      "filing_date": "2023-03-01"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 438168304.0,
      "total_employees": 5,
      "filing_date": "2024-02-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 489106889.0,
      "total_employees": 5,
      "filing_date": "2025-02-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 502665436.0,
      "total_employees": 4,
      "filing_date": "2026-02-17"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 17, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000"
        ],
        "quotes": [
          "Saybrook Capital maintains a minimum account size of $1 million, while occasionally accepting smaller accounts for a higher annual fee."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Saybrook Capital maintains a minimum account size of $1 million, while occasionally accepting smaller accounts for a higher annual fee."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/saybrook-capital-corp-sag-harbor-ny-107679.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 151,
      "fewer_than_5": false,
      "raum": 473554454.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 5576184.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 17958614.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": true,
      "raum": 5576184.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107679",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}