{
  "crd_number": 311687,
  "slug": "saxon-financial-group-houston-tx-311687",
  "primary_business_name": "SAXON FINANCIAL GROUP",
  "legal_name": "SAXON INTERESTS, INC.",
  "dbas": [
    "CAPITAL IMPACT STRATEGIES",
    "ERDIL FINANCIAL GROUP",
    "LOVE FINANCIAL GROUP"
  ],
  "city": "Houston",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-02-09",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-11",
  "carried_forward": false,
  "raum_total": 679123679.0,
  "raum_discretionary": 532715167.0,
  "raum_non_discretionary": 146408512.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 19,
  "advisory_employees": 15,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 98100196.0,
      "count": 314
    },
    "pension_profit_sharing": {
      "raum": 2831442.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 578192041.0,
      "count": 195
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "FL",
    "LA",
    "TX"
  ],
  "websites": [
    "https://capitalimpactstrategies.com",
    "https://facebook.com/saxonfinancialgroup",
    "https://linkedin.com/company/10644737",
    "https://linkedin.com/company/love-financial-group",
    "https://lovefinancialgroup.com",
    "https://saxonfinancialgroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/311687",
  "city_as_filed": "HOUSTON",
  "url": "https://advisorcensus.com/firm/saxon-financial-group-houston-tx-311687",
  "display_name": "Saxon Financial Group",
  "summary": "Saxon Financial Group is an SEC-registered investment advisory firm in Houston, TX, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 11, 2026.",
  "citation": "AdvisorCensus. Saxon Financial Group (CRD 311687): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Saxon Financial Group compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Saxon Financial Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Saxon Financial Group located?",
      "a": "Saxon Financial Group's principal office is in Houston, TX, according to its Form ADV."
    },
    {
      "q": "Is Saxon Financial Group registered with the SEC or a state?",
      "a": "Saxon Financial Group is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 311687."
    },
    {
      "q": "How much does Saxon Financial Group manage?",
      "a": "Saxon Financial Group reports $679,123,679 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (78% discretionary)."
    },
    {
      "q": "How have Saxon Financial Group's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Saxon Financial Group: Regulatory assets under management: $350,003,433 in the October 2021 data and $679,123,679 in the October 2026 data, up 94%. Total employees: 14 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Saxon Financial Group serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (314); high net worth individuals (195)."
    },
    {
      "q": "Which custodians does Saxon Financial Group use?",
      "a": "Saxon Financial Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Saxon Financial Group report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311687"
    },
    {
      "q": "Does Saxon Financial Group state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 11, 2026 says: \"Saxon Financial Group generally requires a minimum relationship size of $250,000, which may be reduced at the Advisor’s sole discretion.\""
    },
    {
      "q": "What changed in Saxon Financial Group's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Added the business name Capital Impact Strategies. Employees performing advisory functions went from 12 to 15. Regulatory assets under management went from $616,477,568 to $679,123,679 (+10%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 350003433.0,
      "total_employees": 14,
      "filing_date": "2021-06-03"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 448833746.0,
      "total_employees": 18,
      "filing_date": "2022-09-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 446390319.0,
      "total_employees": 16,
      "filing_date": "2023-08-10"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 535001107.0,
      "total_employees": 16,
      "filing_date": "2024-05-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 616477568.0,
      "total_employees": 16,
      "filing_date": "2025-01-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 679123679.0,
      "total_employees": 19,
      "filing_date": "2026-03-11"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added the business name Capital Impact Strategies.",
        "Employees performing advisory functions went from 12 to 15.",
        "Regulatory assets under management went from $616,477,568 to $679,123,679 (+10%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 11, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Saxon Financial Group generally requires a minimum relationship size of $250,000, which may be reduced at the Advisor’s sole discretion."
        ]
      }
    ],
    "quotes": [
      "Saxon Financial Group generally requires a minimum relationship size of $250,000, which may be reduced at the Advisor’s sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    },
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/saxon-financial-group-houston-tx-311687.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 314,
      "fewer_than_5": false,
      "raum": 98100196.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 195,
      "fewer_than_5": false,
      "raum": 578192041.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2831442.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/311687",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}