# Sawtooth Capital LLC

> Sawtooth Capital LLC is a state-registered investment advisory firm in Ramsey, NJ, registered since 2009, with no regulatory assets under management reported in its Form ADV filing dated June 5, 2018.

- CRD: 151394
- Filed as: SAWTOOTH CAPITAL LLC
- Legal name: Zorich, Thomas S.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Ramsey, NJ
- Filing period: October 2026
- Form ADV filing dated: June 5, 2018
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/151394
- AdvisorCensus page: https://advisorcensus.com/firm/sawtooth-capital-llc-ramsey-nj-151394

## Quick answers

**How is Sawtooth Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sawtooth Capital LLC reports these compensation arrangements: performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sawtooth Capital LLC located?**
Sawtooth Capital LLC's principal office is in Ramsey, NJ, according to its Form ADV.

**Is Sawtooth Capital LLC registered with the SEC or a state?**
Sawtooth Capital LLC is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 151394.

**Does Sawtooth Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/151394

## From the Form ADV filing

### Compensation (Item 5.E)
- Performance-based fees

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2009 (17 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sawcap.net

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sawtooth Capital LLC (CRD 151394): Form ADV filing data as of October 2026.
