# Saubel Financial Group

> Saubel Financial Group is a state-registered investment advisory firm in York, PA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 330604
- Filed as: SAUBEL FINANCIAL GROUP
- Legal name: Saubel Financial Group LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: York, PA
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/330604
- AdvisorCensus page: https://advisorcensus.com/firm/saubel-financial-group-york-pa-330604

## Quick answers

**How is Saubel Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), Saubel Financial Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Saubel Financial Group located?**
Saubel Financial Group's principal office is in York, PA, according to its Form ADV.

**Is Saubel Financial Group registered with the SEC or a state?**
Saubel Financial Group is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 330604.

**How much does Saubel Financial Group manage?**
Saubel Financial Group reports $17,633,219 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary).

**What types of clients does Saubel Financial Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (106).

**Does Saubel Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/330604

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $17,633,219
- Discretionary: $17,633,219
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 106 | $14,201,467 |
| High net worth individuals | Fewer than 5 | $3,431,752 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- saubelfinancialgroup.com
- Facebook @SaubelFinancialGroup
- Instagram @saubelfinancialgroup
- LinkedIn @saubel-financial-group

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Saubel Financial Group (CRD 330604): Form ADV filing data as of October 2026.