{ "crd_number": 322348, "slug": "saturn-five-advisors-llc-denver-co-322348", "primary_business_name": "SATURN FIVE ADVISORS LLC", "legal_name": "SATURN FIVE ADVISORS LLC", "dbas": [], "city": "Denver", "state": "CO", "country": "United States", "cbsa_code": "19740", "metro": { "cbsa_code": "19740", "common_name": "Denver", "msa_name": "Denver-Aurora-Centennial, CO", "path": "/advisors/co/denver" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-11-01", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-03-26", "carried_forward": false, "raum_total": 556068915.0, "raum_discretionary": 556068915.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 21, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 556068915.0, "count": 21 } }, "compensation_types": [ "fixed", "other", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CO" ], "websites": [ "https://linkedin.com/company/saturnfive", "https://saturnfive.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322348", "city_as_filed": "DENVER", "url": "https://advisorcensus.com/firm/saturn-five-advisors-llc-denver-co-322348", "display_name": "Saturn Five Advisors LLC", "summary": "Saturn Five Advisors LLC is an SEC-registered investment advisory firm in Denver, CO, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.", "citation": "AdvisorCensus. Saturn Five Advisors LLC (CRD 322348): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Saturn Five Advisors LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Saturn Five Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Saturn Five Advisors LLC located?", "a": "Saturn Five Advisors LLC's principal office is in Denver, CO, according to its Form ADV." }, { "q": "Is Saturn Five Advisors LLC registered with the SEC or a state?", "a": "Saturn Five Advisors LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322348." }, { "q": "How much does Saturn Five Advisors LLC manage?", "a": "Saturn Five Advisors LLC reports $556,068,915 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary)." }, { "q": "How have Saturn Five Advisors LLC's assets and staff changed since 2023?", "a": "In the Form ADV data for Saturn Five Advisors LLC: Regulatory assets under management: $170,200,000 in the October 2023 data and $556,068,915 in the October 2026 data, up 227%. Total employees: 6 in October 2023 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Saturn Five Advisors LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (21)." }, { "q": "Does Saturn Five Advisors LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322348" }, { "q": "What changed in Saturn Five Advisors LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $401,819,000 to $556,068,915 (+38%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": 170200000.0, "total_employees": 6, "filing_date": "2023-03-10" }, { "period": "2024-10-01", "regulatory_assets_under_management": 278988000.0, "total_employees": 8, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 401819000.0, "total_employees": 13, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 556068915.0, "total_employees": 21, "filing_date": "2026-03-26" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $401,819,000 to $556,068,915 (+38%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/saturn-five-advisors-llc-denver-co-322348.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 21, "fewer_than_5": false, "raum": 556068915.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322348", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }