# Sasser Investment Management, Inc.

> Sasser Investment Management, Inc. is an SEC-registered investment advisory firm in Berkeley, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 110886
- Filed as: SASSER INVESTMENT MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Berkeley, CA
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110886
- AdvisorCensus page: https://advisorcensus.com/firm/sasser-investment-management-inc-berkeley-ca-110886

## Quick answers

**How is Sasser Investment Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Sasser Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Sasser Investment Management, Inc. located?**
Sasser Investment Management, Inc.'s principal office is in Berkeley, CA, according to its Form ADV.

**Is Sasser Investment Management, Inc. registered with the SEC or a state?**
Sasser Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 110886.

**How much does Sasser Investment Management, Inc. manage?**
Sasser Investment Management, Inc. reports $120,092,164 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (94% discretionary).

**How have Sasser Investment Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Sasser Investment Management, Inc.: Regulatory assets under management: $135,669,378 in the October 2021 data and $120,092,164 in the October 2026 data, down 11%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sasser Investment Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (119).

**Which custodians does Sasser Investment Management, Inc. use?**
Sasser Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers Corp. as custodians holding 10% or more of its separately managed account assets.

**Does Sasser Investment Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110886

**Does Sasser Investment Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated April 1, 2026 says: "The minimum account size is $200,000.00 of assets under management." "SIM may waive the minimum account size at its discretion."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated April 1, 2026)

- Account minimum: $200,000 (the brochure says it may be waived or negotiated)

> The minimum account size is $200,000.00 of assets under management.

> SIM may waive the minimum account size at its discretion.

- Minimum annual fee: None

> There is no minimum annual fee.

> Accounts that fall below the minimum size or are opened and managed below the minimum size are billed on a percentage of the actual assets under management and not subject to a minimum annual fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Interactive Brokers Corp.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $120,092,164
- Discretionary: $113,295,830
- Non-discretionary: $6,796,334

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 119 | $120,092,164 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [sasserinvestments.com](https://sasserinvestments.com)
- Facebook @SasserInvestmentManagement
- LinkedIn @sasser-investment-management-inc.
- X @sasserim

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $135,669,378 | 3 | June 25, 2021 |
| October 2022 | $147,443,677 | 3 | April 1, 2022 |
| October 2023 | $137,879,000 | 3 | May 8, 2023 |
| October 2024 | $100,258,697 | 3 | April 1, 2024 |
| October 2025 | $110,545,979 | 3 | May 23, 2025 |
| October 2026 | $120,092,164 | 3 | April 1, 2026 |

Regulatory assets under management: $135,669,378 in the October 2021 data and $120,092,164 in the October 2026 data, down 11%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sasser Investment Management, Inc. (CRD 110886): Form ADV filing data as of October 2026.