{
  "crd_number": 110886,
  "slug": "sasser-investment-management-inc-berkeley-ca-110886",
  "primary_business_name": "SASSER INVESTMENT MANAGEMENT, INC.",
  "legal_name": "SASSER INVESTMENT MANAGEMENT, INC.",
  "dbas": [],
  "city": "Berkeley",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-07-29",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-04-01",
  "carried_forward": false,
  "raum_total": 120092164.0,
  "raum_discretionary": 113295830.0,
  "raum_non_discretionary": 6796334.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 120092164.0,
      "count": 119
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://facebook.com/SasserInvestmentManagement",
    "https://linkedin.com/company/sasser-investment-management-inc./about",
    "https://sasserinvestments.com",
    "https://x.com/sasserim"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110886",
  "city_as_filed": "BERKELEY",
  "url": "https://advisorcensus.com/firm/sasser-investment-management-inc-berkeley-ca-110886",
  "display_name": "Sasser Investment Management, Inc.",
  "summary": "Sasser Investment Management, Inc. is an SEC-registered investment advisory firm in Berkeley, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.",
  "citation": "AdvisorCensus. Sasser Investment Management, Inc. (CRD 110886): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Sasser Investment Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sasser Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "Where is Sasser Investment Management, Inc. located?",
      "a": "Sasser Investment Management, Inc.'s principal office is in Berkeley, CA, according to its Form ADV."
    },
    {
      "q": "Is Sasser Investment Management, Inc. registered with the SEC or a state?",
      "a": "Sasser Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 110886."
    },
    {
      "q": "How much does Sasser Investment Management, Inc. manage?",
      "a": "Sasser Investment Management, Inc. reports $120,092,164 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (94% discretionary)."
    },
    {
      "q": "How have Sasser Investment Management, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Sasser Investment Management, Inc.: Regulatory assets under management: $135,669,378 in the October 2021 data and $120,092,164 in the October 2026 data, down 11%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Sasser Investment Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (119)."
    },
    {
      "q": "Which custodians does Sasser Investment Management, Inc. use?",
      "a": "Sasser Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers Corp. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Sasser Investment Management, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110886"
    },
    {
      "q": "Does Sasser Investment Management, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 1, 2026 says: \"The minimum account size is $200,000.00 of assets under management.\" \"SIM may waive the minimum account size at its discretion.\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 135669378.0,
      "total_employees": 3,
      "filing_date": "2021-06-25"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 147443677.0,
      "total_employees": 3,
      "filing_date": "2022-04-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 137879000.0,
      "total_employees": 3,
      "filing_date": "2023-05-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 100258697.0,
      "total_employees": 3,
      "filing_date": "2024-04-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 110545979.0,
      "total_employees": 3,
      "filing_date": "2025-05-23"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 120092164.0,
      "total_employees": 3,
      "filing_date": "2026-04-01"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 1, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$200,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": "None",
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $200,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum account size is $200,000.00 of assets under management.",
          "SIM may waive the minimum account size at its discretion."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "There is no minimum annual fee.",
          "Accounts that fall below the minimum size or are opened and managed below the minimum size are billed on a percentage of the actual assets under management and not subject to a minimum annual fee."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 200000.0,
      "minimum_annual_fee": 0.0,
      "planning": []
    },
    "quotes": [
      "The minimum account size is $200,000.00 of assets under management.",
      "SIM may waive the minimum account size at its discretion.",
      "There is no minimum annual fee.",
      "Accounts that fall below the minimum size or are opened and managed below the minimum size are billed on a percentage of the actual assets under management and not subject to a minimum annual fee."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Interactive Brokers Corp.",
      "name_as_filed": "INTERACTIVE BROKERS CORP.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/sasser-investment-management-inc-berkeley-ca-110886.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 119,
      "fewer_than_5": false,
      "raum": 120092164.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110886",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}