# Sarver Vrooman Wealth Advisors LLC

> Sarver Vrooman Wealth Advisors LLC is an SEC-registered investment advisory firm in Kansas City, MO, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 21, 2026.

- CRD: 332699
- Filed as: SARVER VROOMAN WEALTH ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Kansas City, MO
- Filing period: October 2026
- Form ADV filing dated: April 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332699
- AdvisorCensus page: https://advisorcensus.com/firm/sarver-vrooman-wealth-advisors-llc-kansas-city-mo-332699

## Quick answers

**How is Sarver Vrooman Wealth Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sarver Vrooman Wealth Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Sarver Vrooman Wealth Advisors LLC located?**
Sarver Vrooman Wealth Advisors LLC's principal office is in Kansas City, MO, according to its Form ADV.

**Is Sarver Vrooman Wealth Advisors LLC registered with the SEC or a state?**
Sarver Vrooman Wealth Advisors LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 332699.

**How much does Sarver Vrooman Wealth Advisors LLC manage?**
Sarver Vrooman Wealth Advisors LLC reports $452,160,346 in regulatory assets under management in its Form ADV filing dated April 21, 2026 (84% discretionary).

**How have Sarver Vrooman Wealth Advisors LLC's assets and staff changed since 2025?**
In the Form ADV data for Sarver Vrooman Wealth Advisors LLC: Regulatory assets under management: $427,172,523 in the October 2025 data and $452,160,346 in the October 2026 data, up 6%. Total employees: 5 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sarver Vrooman Wealth Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (169); high net worth individuals (122); corporations or other businesses not listed above (3).

**Which custodians does Sarver Vrooman Wealth Advisors LLC use?**
Sarver Vrooman Wealth Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists First Clearing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Sarver Vrooman Wealth Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332699

**Does Sarver Vrooman Wealth Advisors LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 21, 2026 says: "SVWA does not require a minimum to open an account."

**What changed in Sarver Vrooman Wealth Advisors LLC's recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 21, 2026)

- Account minimum: None

> SVWA does not require a minimum to open an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- First Clearing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $452,160,346
- Discretionary: $381,817,165
- Non-discretionary: $70,343,181

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 169 | $62,466,594 |
| High net worth individuals | 122 | $386,505,570 |
| Charitable organizations | 2 | $467,789 |
| Corporations or other businesses not listed above | 3 | $2,720,393 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, KS, MO, NE, NH, NJ, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- svwealthadvisors.com
- LinkedIn @91182388
- LinkedIn @jessica-estes-89620424
- LinkedIn @peter-vrooman-cfa®-cima®-crpc®-caia®-639a82a
- LinkedIn @ron-dietz-cpwa-cima-cmfs
- LinkedIn @thomas-paul-king

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $427,172,523 | 5 | March 6, 2025 |
| October 2026 | $452,160,346 | 5 | April 21, 2026 |

Regulatory assets under management: $427,172,523 in the October 2025 data and $452,160,346 in the October 2026 data, up 6%.
Total employees: 5 in October 2025 and 5 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Employees performing advisory functions went from 5 to 4.

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sarver Vrooman Wealth Advisors LLC (CRD 332699): Form ADV filing data as of October 2026.