# Sarofim International Management Co

> Sarofim International Management Co is an SEC-registered investment advisory firm in Houston, TX, registered since 1993, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 12, 2026.

- CRD: 106933
- Filed as: SAROFIM INTERNATIONAL MANAGEMENT CO
- Legal name: Sarofim International Management Company LLC
- Also doing business as: SAROFIM INTERNATIONAL MANAGEMENT COMPANY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: May 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106933
- AdvisorCensus page: https://advisorcensus.com/firm/sarofim-international-management-co-houston-tx-106933

## Quick answers

**How is Sarofim International Management Co compensated?**
On its Form ADV (Item 5.E, October 2026), Sarofim International Management Co reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sarofim International Management Co located?**
Sarofim International Management Co's principal office is in Houston, TX, according to its Form ADV.

**Is Sarofim International Management Co registered with the SEC or a state?**
Sarofim International Management Co is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 106933.

**How much does Sarofim International Management Co manage?**
Sarofim International Management Co reports $2,411,440,302 in regulatory assets under management in its Form ADV filing dated May 12, 2026 (100% discretionary).

**How have Sarofim International Management Co's assets and staff changed since 2021?**
In the Form ADV data for Sarofim International Management Co: Regulatory assets under management: $6,529,053,577 in the October 2021 data and $2,411,440,302 in the October 2026 data, down 63%. Total employees: 22 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sarofim International Management Co serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (11); high net worth individuals (3).

**Which custodians does Sarofim International Management Co use?**
Sarofim International Management Co's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Credit Suisse Securities (USA) LLC and Papamarkou Wellner & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Sarofim International Management Co report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106933

**What changed in Sarofim International Management Co's recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Credit Suisse Securities (USA) LLC
- Papamarkou Wellner & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,411,440,302
- Discretionary: $2,411,440,302
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 3 | $937,125,855 |
| Corporations or other businesses not listed above | 11 | $1,474,314,447 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1993 (32 years)
- Employees: 26 total, 22 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $6,529,053,577 | 22 | March 25, 2021 |
| October 2022 | $7,380,362,357 | 25 | July 22, 2022 |
| October 2023 | $6,724,227,744 | 25 | March 24, 2023 |
| October 2024 | $5,745,441,221 | 28 | March 26, 2024 |
| October 2025 | $2,434,016,049 | 28 | June 11, 2025 |
| October 2026 | $2,411,440,302 | 26 | May 12, 2026 |

Regulatory assets under management: $6,529,053,577 in the October 2021 data and $2,411,440,302 in the October 2026 data, down 63%.
Total employees: 22 in October 2021 and 26 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 21 to 22.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sarofim International Management Co (CRD 106933): Form ADV filing data as of October 2026.