# Sapphire Wealth Planning LLC

> Sapphire Wealth Planning LLC is a state-registered investment advisory firm in Overland Park, KS, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 282779
- Filed as: SAPPHIRE WEALTH PLANNING LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Overland Park, KS
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/282779
- AdvisorCensus page: https://advisorcensus.com/firm/sapphire-wealth-planning-llc-overland-park-ks-282779

## Quick answers

**How is Sapphire Wealth Planning LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sapphire Wealth Planning LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sapphire Wealth Planning LLC located?**
Sapphire Wealth Planning LLC's principal office is in Overland Park, KS, according to its Form ADV.

**Is Sapphire Wealth Planning LLC registered with the SEC or a state?**
Sapphire Wealth Planning LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 282779.

**How much does Sapphire Wealth Planning LLC manage?**
Sapphire Wealth Planning LLC reports $11,610,595 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Sapphire Wealth Planning LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (98); high net worth individuals (2).

**Does Sapphire Wealth Planning LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/282779

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $11,610,595
- Discretionary: $11,610,595
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 98 | $8,016,862 |
| High net worth individuals | 2 | $3,593,733 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KS, MO
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/282779

### Websites listed on Form ADV (Item 1.I)
- [sapphirewealthplanning.com](https://sapphirewealthplanning.com)
- Facebook facebook.com
- Instagram @melissaellisswp
- LinkedIn @7940539
- X @SAPPHIREWP
- YouTube youtube.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sapphire Wealth Planning LLC (CRD 282779): Form ADV filing data as of October 2026.