# Saposh & Malter, Inc.

> Saposh & Malter, Inc. is a state-registered investment advisory firm in White Plains, NY, registered since 1998, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 119514
- Filed as: SAPOSH & MALTER, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: White Plains, NY
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/119514
- AdvisorCensus page: https://advisorcensus.com/firm/saposh-and-malter-inc-white-plains-ny-119514

## Quick answers

**How is Saposh & Malter, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Saposh & Malter, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Saposh & Malter, Inc. located?**
Saposh & Malter, Inc.'s principal office is in White Plains, NY, according to its Form ADV.

**Is Saposh & Malter, Inc. registered with the SEC or a state?**
Saposh & Malter, Inc. is a state-registered investment advisory firm, registered since 1998. Status as filed: APPROVED. CRD 119514.

**How much does Saposh & Malter, Inc. manage?**
Saposh & Malter, Inc. reports $24,600,000 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**What types of clients does Saposh & Malter, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (16).

**Does Saposh & Malter, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/119514

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $24,600,000
- Discretionary: $24,600,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $8,200,000 |
| High net worth individuals | Fewer than 5 | $16,400,000 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1998 (28 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- saposhmalter.com
- Facebook @SAPOSHMALTER

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Saposh & Malter, Inc. (CRD 119514): Form ADV filing data as of October 2026.