# Sapling Wealth Management

> Sapling Wealth Management is a state-registered investment advisory firm in Seattle, WA, registered since 2011, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 155361
- Filed as: SAPLING WEALTH MANAGEMENT
- Legal name: Sapling Wealth Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/155361
- AdvisorCensus page: https://advisorcensus.com/firm/sapling-wealth-management-seattle-wa-155361

## Quick answers

**How is Sapling Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Sapling Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sapling Wealth Management located?**
Sapling Wealth Management's principal office is in Seattle, WA, according to its Form ADV.

**Is Sapling Wealth Management registered with the SEC or a state?**
Sapling Wealth Management is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 155361.

**How much does Sapling Wealth Management manage?**
Sapling Wealth Management reports $93,016,346 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (42% discretionary).

**What types of clients does Sapling Wealth Management serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (30); individuals (other than high net worth individuals) (16); high net worth individuals (6).

**Does Sapling Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/155361

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $93,016,346
- Discretionary: $38,781,256
- Non-discretionary: $54,235,090

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $9,105,684 |
| High net worth individuals | 6 | $29,675,572 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 30 | $54,235,090 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2011 (15 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- saplingwealth.com
- saplingwealthmanagement.com
- Facebook @saplingwealth
- LinkedIn @saplingwealth

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sapling Wealth Management (CRD 155361): Form ADV filing data as of October 2026.