# Saperston Legacy Advisors, Inc.

> Saperston Legacy Advisors, Inc. is an SEC-registered investment advisory firm in Hamburg, NY, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 105849
- Filed as: SAPERSTON LEGACY ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hamburg, NY
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105849
- AdvisorCensus page: https://advisorcensus.com/firm/saperston-legacy-advisors-inc-hamburg-ny-105849

## Quick answers

**How is Saperston Legacy Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Saperston Legacy Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Saperston Legacy Advisors, Inc. located?**
Saperston Legacy Advisors, Inc.'s principal office is in Hamburg, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Saperston Legacy Advisors, Inc. registered with the SEC or a state?**
Saperston Legacy Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 105849.

**How much does Saperston Legacy Advisors, Inc. manage?**
Saperston Legacy Advisors, Inc. reports $180,788,751 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (74% discretionary).

**How have Saperston Legacy Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Saperston Legacy Advisors, Inc.: Regulatory assets under management: $56,282,774 in the October 2021 data and $180,788,751 in the October 2026 data, up 221%. Total employees: 2 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Saperston Legacy Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (295); high net worth individuals (134); corporations or other businesses not listed above (6).

**Which custodians does Saperston Legacy Advisors, Inc. use?**
Saperston Legacy Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Saperston Legacy Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105849

**What changed in Saperston Legacy Advisors, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $180,788,751
- Discretionary: $134,056,649
- Non-discretionary: $46,732,102

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 295 | $35,138,991 |
| High net worth individuals | 134 | $142,923,555 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $282,852 |
| Corporations or other businesses not listed above | 6 | $2,443,353 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, FL, MA, NC, NH, NY, OH, TN, TX, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Sarasota, FL

### Websites listed on Form ADV (Item 1.I)
- saperston.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $56,282,774 | 2 | August 13, 2021 |
| October 2022 | $60,861,738 | 2 | March 30, 2022 |
| October 2023 | $49,941,124 | 3 | March 27, 2023 |
| October 2024 | $53,867,432 | 3 | March 28, 2024 |
| October 2025 | $56,919,495 | 3 | March 25, 2025 |
| October 2026 | $180,788,751 | 5 | March 9, 2026 |

Regulatory assets under management: $56,282,774 in the October 2021 data and $180,788,751 in the October 2026 data, up 221%.
Total employees: 2 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

### March 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $56,919,495 to $180,788,751 (+218%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in AZ, MA, NC, NH, OH, TN, TX, VT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Saperston Legacy Advisors, Inc. (CRD 105849): Form ADV filing data as of October 2026.